William M. Ikard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Martin Ikard, who also goes by Bill Ikard, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2019 - April 8, 2020
TORTOISEECOFIN SECURITIES, LLC
January 21, 2011 - October 8, 2019
PIPER SANDLER & CO.
October 2, 2007 - November 19, 2013
FIDUCIARY ASSET MANAGEMENT LLC
May 3, 2006 - July 30, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 31, 2005 - March 2, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
November 22, 2002 - October 5, 2004
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
April 30, 2001 - October 5, 2004
DWS DISTRIBUTORS, INC.
March 2, 1999 - February 8, 2001
STEPHENS
November 14, 1997 - February 4, 1999
DAVIS DISTRIBUTORS, LLC
May 16, 1990 - June 20, 1997
PXP SECURITIES CORP.
July 11, 1983 - March 30, 1990
EQUITEC SECURITIES COMPANY
February 25, 1983 - August 19, 1983
JACQUES-MILLER INVESTMENT COMPANY
January 25, 1983 - March 7, 1983
CONSOLIDATED INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/20/1979
Registered Representative ExaminationCurrent Firm
TORTOISEECOFIN SECURITIES, LLC
CRD#: 285411 / SEC#: , 8-69849
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC) | OWNER | |
| BEHRENS, BRENT WAYNE | CFO | |
| BIRZER, HAROLD KEVIN | DIRECTOR | 1410255 |
| BONO, DIANE MARIE | DIRECTOR | 5157289 |
| ELLIOTT, KATHERINE ANN | CHIEF COMPLIANCE OFFICER/PRESIDENT | 5385921 |
| HENSON, GARY PAUL | DIRECTOR | 2130871 |
| JOHNSTON, MICHELLE ROSS | DIRECTOR | 4131976 |
| MCKEIGUE, MICHAEL SULLIVAN | MANAGING DIRECTOR, NATIONAL ACCOUNTS | 2857839 |
Red Flags
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