Ron E. Phillips
Professional summary
Ron Everette Phillips, who also goes by Ron Everett Phillips, Ron Phillips, Ronnie Everette Phillips, is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.
Ron is registered as a RR (Registered Representative) and started their career in finance in 1983. Ron has worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ron Everette Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2012 - Present
INTERCOASTAL CAPITAL MARKETS, INC.
Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432Office #2: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432March 24, 2008 - November 5, 2012
SECUREVEST FINANCIAL GROUP
August 22, 2001 - March 18, 2008
R. SEELAUS & CO., LLC
May 15, 2000 - August 17, 2001
WAMU INVESTMENTS, INC.
September 1, 1999 - May 25, 2000
R. SEELAUS & CO., LLC
January 14, 1997 - October 5, 1999
ROYAL PALM CAPITAL, INC.
March 4, 1996 - January 16, 1997
MESIROW FINANCIAL, INC.
May 12, 1995 - March 15, 1996
GRUNTAL & CO., L.L.C.
April 13, 1992 - April 28, 1995
MERIDIAN SECURITIES, INC.
January 2, 1990 - April 24, 1990
PRESCOTT, BALL & TURBEN, INC.
September 13, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
April 3, 1989 - August 30, 1989
WACHOVIA SECURITIES, INC.
November 3, 1988 - April 4, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
October 6, 1988 - November 12, 1988
POWELL & SATTERFIELD, INC.
November 6, 1984 - April 4, 1986
CARTY, HARDING & HEARN, INC.
October 26, 1983 - June 4, 1984
SALLIE & COMPANY, INC.
October 14, 1983 - February 5, 1986
FIRST INVESTMENT SECURITIES, INC.
May 4, 1983 - September 21, 1983
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2013)
(10/16/2012)
(4/9/2013)
Exams
FINRA
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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Company Information
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83Boca Raton, FL 33432TRUST BUT VERIFY
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