David N. Smith

BRIDGE GENERATIONS WEALTH MANAGEMENT

SOUTH MIAMI, FL 33143

Some features on this profile are disabled

CRD#: 1357671

Professional summary

David Neil Smith, CFP® is a registered financial advisor currently at BRIDGE GENERATIONS WEALTH MANAGEMENT located in South Miami, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 9 firms and has passed the Series 63, Series 7, Series 2, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Financial Wealth Strategies, Inc.; Not investment-related; 5900 Southwest 73rd Street, Suite 300, South Miami, FL 33143; Insurance sales; President; 1/1991; 30 hours/month devoted; 30 hours during securities trading hours; Insurance sales and services. 2) Bridge Generations Wealth Management LLC; Investment-related; 5900 Southwest 73rd Street, Suite 300, South Miami, FL 33143; Registered investment adviser; Managing Member and Investment Adviser Representative; 5/2024; 30 hours/month devoted; 10 hours during securities trading hours; Investment advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neil Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

July 25, 2024 - Present

BRIDGE GENERATIONS WEALTH MANAGEMENT

Office #1: 5966 South Dixie Highway Suite 300, South Miami, FL 33143

RIA

CRD#: 331683

SOUTH MIAMI, FL

Past

August 5, 2020 - January 31, 2025

FORUM FINANCIAL MANAGEMENT, LP

RIA

CRD#: 145706

South Miami, FL

Past

April 13, 2010 - December 31, 2020

DAVID SMITH ADVISORY

RIA

CRD#: 153108

SOUTH MIAMI, FL

Past

April 2, 2008 - May 11, 2010

FAC WEALTH MANAGEMENT, LLC

RIA

CRD#: 145539

SOUTH MIAMI, FL

Past

February 22, 2006 - March 31, 2008

TRIAD ADVISORS LLC

RIA

CRD#: 25803

SOUTH MIAMI, FL

Past

February 22, 2006 - March 31, 2008

TRIAD ADVISORS LLC

CRD#: 25803

SOUTH MIAMI, FL

Past

March 7, 2000 - February 24, 2006

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

SOUTH MIAMI, FL

Past

January 26, 1999 - February 24, 2006

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

January 18, 1995 - February 18, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 1, 1985 - August 24, 1995

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGE GENERATIONS WEALTH MANAGEMENT

BRIDGE GENERATIONS WEALTH MANAGEMENT | BRIDGE GENERATIONS WEALTH MANAGEMENT LLC

CRD#: 331683 / SEC#: 801-130597

RIA

Registered Investment Advisory firm - (7/3/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/23/1997

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 3/4/1994

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 3/28/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/29/1998

General Securities Principal Examination

Current Firm

BRIDGE GENERATIONS WEALTH MANAGEMENT

BRIDGE GENERATIONS WEALTH MANAGEMENT | BRIDGE GENERATIONS WEALTH MANAGEMENT LLC

CRD#: 331683 / SEC#: 801-130597

RIA

Registered Investment Advisory firm - (7/3/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5966 South Dixie Highway Suite 300, South Miami, FL 33143

Mailing Address

Phone number

(305) 666-9411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIDGE GENERATIONS WEALTH MANAGEMENT BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	496
AUM (Assets Under Management)	$ 288,941,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David N. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Neil Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORUM FINANCIAL MANAGEMENT, LP

DAVID SMITH ADVISORY

FAC WEALTH MANAGEMENT, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

LPL FINANCIAL LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

BRIDGE GENERATIONS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1996

Series 7

Date: 6/23/1997

Series 2

Date: 3/4/1994

Series 6

Date: 3/28/1985

Series 24

Date: 12/29/1998

Current Firm

BRIDGE GENERATIONS WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGE GENERATIONS WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors