Henry M. Zupko

TRANQUILITY PATH INVESTMENT ADVISORS

Matawan, NJ 07747

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CRD#: 1397485

Professional summary

Henry Matthew Zupko JR, CFP® is a registered financial advisor currently at TRANQUILITY PATH INVESTMENT ADVISORS, LLC located in Matawan, New Jersey.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Henry has worked at 11 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT: i. whether the business is investment related - No; ii. the address of the other business - same as adviser; iii. the start date of your relationship - 1985; iv. the approximate number of hours/month you devote to the other business - 30%; v. the number of hours you devote to the other business during securities trading hours - 30%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Matthew Zupko JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

March 16, 2011 - Present

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

Office #1: 100 Matawan Road Suite 180, Matawan, NJ 07747

RIA

CRD#: 156518

Matawan, NJ

Past

April 19, 2007 - March 21, 2011

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

SOUTH AMBOY, NJ

Past

April 19, 2007 - March 21, 2011

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

September 16, 2005 - April 3, 2007

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SOUTH AMBOY, NJ

Past

July 28, 2005 - April 3, 2007

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 12, 2005 - July 15, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

KENILWORTH, NJ

Past

December 13, 2004 - July 15, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 6, 2004 - November 22, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

ISELIN, NJ

Past

November 15, 2002 - November 22, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 15, 2002 - November 22, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 25, 1996 - October 31, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 20, 1989 - December 31, 1995

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

March 23, 1987 - December 13, 1988

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

CRD#: 13502

Past

March 23, 1987 - February 7, 1989

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Past

August 13, 1985 - November 10, 1986

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/5/2024)

IAR

New Jersey
(3/16/2011)

IAR

New York
(11/19/2021)

IAR

Washington
(3/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/4/2002

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/20/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/2002

General Securities Principal Examination

Current Firm

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

CRD#: 156518 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/4/2024 Approved)

New Jersey

Registered Investment Advisory firm - (3/16/2011 Approved)

New York

Registered Investment Advisory firm - (5/21/2019 Approved)

Washington

Registered Investment Advisory firm - (3/1/2022 Approved)

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Contact information

Main Address

100 Matawan Road Suite 180, Matawan, NJ 07747

Mailing Address

Phone number

(908) 759-6322

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry M. Zupko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Matthew Zupko JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

APW CAPITAL, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

NEW ENGLAND SECURITIES

OSAIC FS, INC.

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

1717 CAPITAL MANAGEMENT COMPANY

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1985

Series 7

Date: 2/4/2002

Series 22

Date: 8/20/1985

Series 6

Date: 8/12/1985

Series 24

Date: 3/18/2002

Current Firm

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

TRANQUILITY PATH INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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