Martin A. Beck

APOLLON FINANCIAL

Naperville, IL

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CRD#: 1450801

Professional summary

Martin Albert Beck, CFP®, who also goes by Marty Beck, is a registered financial advisor currently at APOLLON FINANCIAL, LLC located in Naperville, Illinois and LPL FINANCIAL LLC located in Downers Grove, Illinois.

Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Martin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Estate Planning

Tax Planning

Investment Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

Marty Beck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/12/2010 - Granite Investment Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 06/21/2010 - 3000 Woodcreek LLC - Real Estate Rental - Investment Related 3. 10/09/2024 - Apollon Financial LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 150 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through Apollon Financial LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Albert Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

September 26, 2024 - Present

APOLLON FINANCIAL, LLC

RIA

CRD#: 321217

Naperville, IL

Current

July 2, 2007 - Present

LPL FINANCIAL LLC

Office #1: 2001 Butterfield Rd Ste 1000, Downers Grove, IL 60515

RIA

CRD#: 6413

DOWNERS GROVE, IL

Past

July 2, 2007 - January 6, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

DOWNERS GROVE, IL

Past

July 6, 2005 - July 6, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WHEATON, IL

Past

July 6, 2005 - July 6, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WHEATON, IL

Past

February 1, 1999 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

WHEATON, IL

Past

February 1, 1999 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 5, 1992 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

January 2, 1989 - February 10, 1992

GARY-WHEATON INVESTMENT SERVICES, INC.

CRD#: 17080

Past

April 28, 1988 - October 20, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

February 2, 1987 - May 4, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Past

January 21, 1986 - January 31, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/2/2007)

California
(7/2/2007)

Florida
(7/2/2007)

Georgia
(8/7/2018)

Illinois
(7/2/2007)

IAR

Illinois
(9/26/2024)

Indiana
(7/2/2007)

Michigan
(7/19/2007)

Missouri
(7/2/2007)

Nebraska
(7/2/2007)

Nevada
(7/17/2007)

New York
(7/2/2007)

North Carolina
(7/2/2007)

South Carolina
(3/7/2012)

Texas
(7/2/2007)

Wisconsin
(7/2/2007)

Wyoming
(1/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON FINANCIAL WRAP FEE BROCHURE (9/17/2025)

APOLLON FINANCIAL ADV PART 2A DISCLOSURE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 890,408,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Martin A. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Albert Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

GARY-WHEATON INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SHERWOOD CAPITAL, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

APOLLON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1999

Series 63

Date: 10/23/1987

SIE

Date: 10/1/2018

Series 7

Date: 1/18/1986

Series 24

Date: 10/30/1991

FINRA

Current Firm

APOLLON FINANCIAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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