Timothy D. Lucas
Professional summary
Timothy Doyle Lucas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Timothy had worked at 8 firms, which includes SUNSTATE EQUITY TRADING, PALM STATE EQUITIES INC., KOCHCAPITAL, ANDREW ALEN SECURITIES INC., KOBER FINANCIAL CORP., MARSHALL DAVIS INC., WALL STREET WEST INC., MACPEG ROSS O'CONNELL & GOLDABER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1999 - April 2, 2001
SUNSTATE EQUITY TRADING
March 13, 1990 - September 13, 1999
PALM STATE EQUITIES, INC.
September 28, 1989 - February 23, 1990
KOCHCAPITAL
March 8, 1989 - June 14, 1989
ANDREW ALEN SECURITIES, INC.
July 6, 1988 - November 16, 1988
KOBER FINANCIAL CORP.
February 8, 1988 - July 16, 1988
MARSHALL DAVIS, INC.
January 21, 1988 - January 23, 1988
WALL STREET WEST, INC.
March 21, 1986 - January 4, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUNSTATE EQUITY TRADING
CRD#: 43571 / SEC#: , 8-50317
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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