Nicholas J. Hoffman

NICHOLAS HOFFMAN & COMPANY

ATLANTA, GA 30309

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CRD#: 1513288

Professional summary

Nicholas John Hoffman, who also goes by Nicholas J Hoffman, is a registered financial advisor currently at NICHOLAS HOFFMAN & COMPANY, LLC located in Atlanta, Georgia.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Nicholas has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas J Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Hoffman serves in a non-paid, non-voting leadership role with Investments Unlimited, LLC, a local Atlanta group that meets to share investing ideas and collaborate on investments in the group's pooled investment account. He is primarily responsible for leading meetings, organizing member activities, and ensuring adherence to group bylaws. Mr. Hoffman has been a member of this group since 2014 and spends approximately one to three hours per month on this activity, none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Hoffman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2008 - Present

NICHOLAS HOFFMAN & COMPANY, LLC

Office #1: 1355 Peachtree Street Suite 1450, Atlanta, GA 30309

RIA

CRD#: 144516

ATLANTA, GA

Past

January 2, 2002 - October 22, 2003

WILMINGTON TRUST INVESTMENT MANAGEMENT

CRD#: 19396

ATLANTA, GA

Past

February 10, 1992 - December 31, 2001

WILMINGTON TRUST INVESTMENT MANAGEMENT

CRD#: 19396

ATLANTA, GA

Past

August 21, 1986 - February 6, 1992

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICHOLAS HOFFMAN & COMPANY, LLC

FAMILY CFO, LLC | NICHOLAS HOFFMAN & COMPANY, LLC

CRD#: 144516 / SEC#: 801-68306

RIA

Registered Investment Advisory firm - (9/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/14/2008)

IAR

Louisiana
(1/22/2014)

IAR

Texas
(2/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/4/1992

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 9/20/1988

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 8/20/1986

Direct Participation Programs Representative Examination

Current Firm

NICHOLAS HOFFMAN & COMPANY, LLC

FAMILY CFO, LLC | NICHOLAS HOFFMAN & COMPANY, LLC

CRD#: 144516 / SEC#: 801-68306

RIA

Registered Investment Advisory firm - (9/14/2007 Approved)

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Contact information

Main Address

Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929

Mailing Address

1355 Peachtree Street Suite 1450, Atlanta, GA 30309

Phone number

(404) 815-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NICHOLAS HOFFMAN & COMPANY BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts	2,215
AUM (Assets Under Management)	$ 7,161,171,861

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2024	Cover Page	Report
10/17/2023	Cover Page	Report
12/08/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicholas J. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILMINGTON TRUST INVESTMENT MANAGEMENT

WILMINGTON TRUST INVESTMENT MANAGEMENT

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

NICHOLAS HOFFMAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/1992

Series 63

Date: 8/20/1986

Series 7

Date: 3/4/1992

Series 62

Date: 9/20/1988

Series 6

Date: 1/20/1987

Series 22

Date: 8/20/1986

Current Firm

NICHOLAS HOFFMAN & COMPANY, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NICHOLAS HOFFMAN & COMPANY, LLC

TRUST BUT VERIFY

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