Stephan C. Month
Professional summary
Stephan Cary Month is a registered financial professional currently at BRITEHORN SECURITIES located in New York City, New York.
Stephan is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephan has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephan Cary Month's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2025 - Present
BRITEHORN SECURITIES
Office #1: 485 Lexington Avenue, New York City, NY 10017December 18, 2023 - August 21, 2025
CDX ADVISORS
July 5, 2023 - December 12, 2023
INDEPENDENCE POINT SECURITIES LLC
February 15, 2011 - May 10, 2021
CITIGROUP GLOBAL MARKETS INC.
September 27, 2004 - April 3, 2009
BANC OF AMERICA SECURITIES LLC
March 21, 2001 - October 4, 2004
CITIGROUP GLOBAL MARKETS INC.
September 14, 1998 - September 12, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 1996 - August 12, 1998
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2025)
Exams
Series 7TO
Date: 9/5/2022
General Securities Representative ExaminationSeries 79TO
Date: 9/5/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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