Carolyn A. Thompson
Professional summary
Carolyn Ann Thompson, who also goes by Carolyn Molingowski, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Allison Park, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Cranberry Township, Pennsylvania.
Carolyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Carolyn has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 50, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Ann Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2060 Mackenzie Way, Cranberry Township, PA 16066July 29, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2060 Mackenzie Way, Cranberry Township, PA 16066August 29, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 2, 2021 - May 17, 2021
PTMA INVESTMENT ADVISORS
February 1, 2021 - May 17, 2021
PMA SECURITIES, LLC
May 24, 2017 - January 29, 2021
RBC CAPITAL MARKETS, LLC
March 14, 2017 - January 29, 2021
RBC CAPITAL MARKETS, LLC
December 20, 2001 - January 31, 2002
GRANT STREET SECURITIES, INC.
May 3, 1996 - April 18, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
September 16, 1993 - March 21, 1996
FEDERATED SECURITIES CORP.
September 15, 1987 - August 2, 1993
NUVEEN SECURITIES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2023)
(1/9/2023)
(8/5/2022)
(1/9/2023)
(1/22/2024)
(1/12/2023)
(8/1/2022)
(1/10/2023)
(1/15/2025)
(1/18/2023)
(1/11/2023)
(1/9/2023)
(1/9/2023)
(1/9/2023)
(1/9/2024)
(8/2/2022)
(1/9/2023)
(1/10/2023)
(1/6/2025)
(1/9/2023)
(1/6/2023)
(1/20/2023)
(1/11/2023)
(8/5/2022)
(8/2/2022)
(1/9/2023)
(7/29/2022)
(1/7/2023)
(8/2/2022)
(3/31/2025)
(1/11/2023)
(1/10/2023)
(1/9/2023)
(3/31/2025)
(1/9/2023)
(1/9/2023)
(1/10/2023)
(1/10/2023)
(8/2/2022)
(1/9/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
