Fabian H. Capdevila
Professional summary
Fabian Hugo Capdevila is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Fabian is registered as a RR (Registered Representative) and started their career in finance in 1989. Fabian has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fabian Hugo Capdevila's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2024 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240June 25, 1993 - February 1, 2024
FIDELITY BROKERAGE SERVICES LLC
April 22, 1991 - June 2, 1993
WELLS FARGO CLEARING SERVICES, LLC
January 24, 1989 - January 19, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2024)
(6/6/2024)
(6/5/2024)
Exams
Series 99TO
Date: 8/22/2024
Operations Professional ExaminationSeries 8
Date: 6/19/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
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