Stuart Reis
Professional summary
Stuart Reis is a registered financial professional currently at LONG ISLAND FINANCIAL GROUP, INC. located in Roslyn, New York.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1987. Stuart has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 52, Series 62, Series 22, Series 6, Series 26, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Reis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 1993 - Present
LONG ISLAND FINANCIAL GROUP, INC.
Office #2: 2 Woodcrest Drive, Roslyn, NY 11576December 24, 1987 - September 17, 1993
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 7/14/1988
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
LONG ISLAND FINANCIAL GROUP, INC.
CRD#: 31148 / SEC#: 801-130406, 8-46138
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REIS, STUART | PRESIDENT/CHIEF COMPLIANCE OFFICER/FINOP PRINCIPLE | 1774651 |
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 36,530,034 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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