Thomas W. Sheedy
Professional summary
Thomas William Sheedy, who also goes by Thomas William Sheedy Jr, Tom Sheedy Jr, is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Washington, District Of Columbia.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas William Sheedy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2011 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 1055 Thomas Jefferson St., Nw, Suite 303, Washington, DC 20007March 3, 2008 - June 3, 2011
PRITCHARD CAPITAL PARTNERS, LLC
June 11, 2001 - July 23, 2007
GLEACHER & COMPANY SECURITIES, INC.
September 1, 1998 - October 2, 2000
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
March 27, 1995 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
July 8, 1991 - April 21, 1995
LEHMAN BROTHERS INC.
December 22, 1987 - June 24, 1991
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2011)
(6/8/2011)
(10/6/2011)
(10/6/2011)
(10/6/2011)
(7/26/2013)
(6/8/2011)
(10/6/2011)
(4/24/2015)
(7/31/2012)
Exams
Series 8
Date: 6/11/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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