Thomas J. Facchine

Some features on this profile are disabled

CRD#: 1852754

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Joseph Facchine, who also goes by Thomas J Facchine, Thomas Facchine, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 13 firms and has passed the Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 14A and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas J Facchine | Thomas Facchine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 14, 2023 - August 12, 2025

ONE GROWTH SECURITIES LLC

CRD#: 310890

NEW YORK , NY

Past

April 18, 2022 - October 2, 2025

DRIVEWEALTH, LLC

CRD#: 165429

New York, NY

Past

April 18, 2022 - October 2, 2025

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

New York, NY

Past

May 19, 2020 - March 23, 2022

SUMMIT SECURITIES GROUP LLC

CRD#: 159283

NEW YORK, NY

Past

May 19, 2020 - March 23, 2022

CLEAR STREET LLC

CRD#: 288933

NEW YORK, NY

Past

February 1, 2019 - May 18, 2020

SAGETRADER, LLC

CRD#: 137862

SAN FRANCISCO, CA

Past

April 15, 2016 - June 30, 2017

GTS SECURITIES LLC

CRD#: 149224

New York, NY

Past

July 1, 2013 - November 6, 2015

VIRTU AMERICAS LLC

CRD#: 149823

NEW YORK, NY

Past

January 3, 2012 - June 11, 2014

OCTEG, LLC

CRD#: 117429

NEW YORK, NY

Past

January 3, 2012 - June 11, 2014

GETCO EXECUTION SERVICES LLC

CRD#: 145021

NEW YORK, NY

Past

March 8, 2010 - September 26, 2013

GETCO SECURITIES, LLC

CRD#: 151233

NEW YORK, NY

Past

January 25, 2010 - March 12, 2010

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

March 10, 2000 - January 27, 2010

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 6/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/21/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 14A

Date: 11/22/2011

Compliance Official Specialist Exam

Principal/Supervisory Exam

Series 24

Date: 10/26/2011

General Securities Principal Examination

Current Firm

ONE GROWTH SECURITIES LLC

DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: , 8-70641

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Mailing Address

3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810

Phone number

(646) 389-9802

Established

New Jersey since 12/18/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ONE GROWTH PORTFOLIO LLC	SOLE MEMBER
ANDERSON, DIMPLE	CHIEF EXECUTIVE OFFICER	5325435
COREY, WILLIAM JAMES	CHIEF COMPLIANCE OFFICER	6024760
FORTINO, ANGELINA	FINOP, PFO, POO	6869135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas J. Facchine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DRIVEWEALTH, LLC

DRIVEWEALTH INSTITUTIONAL LLC

SUMMIT SECURITIES GROUP LLC

CLEAR STREET LLC

SAGETRADER, LLC

GTS SECURITIES LLC

VIRTU AMERICAS LLC

OCTEG, LLC

GETCO EXECUTION SERVICES LLC

GETCO SECURITIES, LLC

BARCLAYS CAPITAL INC.

LABRANCHE & CO. LLC

State Registrations and Notice Filings

Exams

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 6/30/2017

Series 55

Date: 6/21/2010

Series 7

Date: 6/18/1988

Series 14

Date: 1/2/2023

Series 14A

Date: 11/22/2011

Series 24

Date: 10/26/2011

Current Firm

ONE GROWTH SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ONE GROWTH SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors