Ronald J. Rough

FSA WEALTH PARTNERS

ROCKVILLE, MD 20850

Some features on this profile are disabled

CRD#: 2083110

Professional summary

Ronald James Rough, CFA, who also goes by Ron Rough, Ronald Rough, is a registered financial advisor currently at FSA WEALTH PARTNERS located in Rockville, Maryland.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Ronald has worked at 2 firms and has passed the Series 65, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Rough | Ronald Rough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Rough's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

September 4, 2006 - Present

FSA WEALTH PARTNERS

Office #1: One Church Street, Suite 901, Rockville, MD 20850

RIA

CRD#: 104513

ROCKVILLE, MD

Past

July 19, 1996 - April 25, 2006

GE PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 105771

ENCINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSA WEALTH PARTNERS

FINANCIAL SERVICES ADVISORY | FSA WEALTH PARTNERS, INC. | FSA WEALTH PARTNERS | FSA | FINANCIAL SERVICES ADVISORY INC

CRD#: 104513 / SEC#: 801-18801

RIA

Registered Investment Advisory firm - (4/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/4/2006)

IAR

Texas
(3/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 7/18/1990

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/1994

General Securities Principal Examination

Current Firm

FSA WEALTH PARTNERS

FINANCIAL SERVICES ADVISORY | FSA WEALTH PARTNERS, INC. | FSA WEALTH PARTNERS | FSA | FINANCIAL SERVICES ADVISORY INC

CRD#: 104513 / SEC#: 801-18801

RIA

Registered Investment Advisory firm - (4/21/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Church Street Suite 901, Rockville, MD 20850

Mailing Address

Phone number

(301) 949-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FSA DISCLOSURE BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	1,964
AUM (Assets Under Management)	$ 770,176,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald J. Rough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald James Rough's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSA WEALTH PARTNERS

GE PRIVATE ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

FSA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/1992

Series 2

Date: 7/18/1990

Series 24

Date: 5/12/1994

Current Firm

FSA WEALTH PARTNERS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSA WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

Similar Advisors