Anthony D. Loureiro

NATIXIS DISTRIBUTION

Boston, MA 02199-8197

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CRD#: 2087464

Professional summary

Anthony David Loureiro is a registered financial professional currently at NATIXIS DISTRIBUTION, LLC located in Boston, Massachusetts.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony David Loureiro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 1997 - Present

NATIXIS DISTRIBUTION, LLC

Office #1: 888 Boylston Street Suite 800, Boston, MA 02199-8197Office #2: 888 Boylston Street Suite 800, Boston, MA 02199-8197

CRD#: 34754

Boston, MA

Past

September 7, 1994 - February 7, 1997

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

May 3, 1993 - September 7, 1994

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

February 3, 1992 - March 2, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(3/2/2000)

Florida
(2/24/2000)

Illinois
(2/28/2000)

Indiana
(2/28/2000)

Massachusetts
(2/12/1997)

New Hampshire
(2/1/2018)

New Mexico
(3/19/2002)

Ohio
(3/6/2000)

South Dakota
(2/29/2000)

Texas
(2/28/2000)

Utah
(2/28/2000)

Exams

State Security Law Exam

Series 63

Date: 2/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 30

Date: 6/23/2017

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NATIXIS DISTRIBUTION, LLC

CRD#: 34754 / SEC#: , 8-46325

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

888 Boylston Street Suite 800, Boston, MA 02199-8197

Mailing Address

888 Boylston Street Suite 800, Boston, MA 02199-8197

Phone number

(617) 449-2828

Established

Delaware since 07/23/1993

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIXIS INVESTMENT MANAGERS, LLC	SOLE MEMBER
GIUNTA, DAVID LAWRENCE	PRESIDENT, CHIEF EXECUTIVE OFFICER	2290469
LOUREIRO, ANTHONY DAVID	CHIEF COMPLIANCE OFFICER	2087464
PINASMITH, BEATRIZ ANA	EXECUTIVE VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER	2220599
ROSH, MARILYN VINTON	SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER	4206001
TOBIN, SUSAN MCWHAN	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL	4649471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony D. Loureiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony David Loureiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIS SECURITIES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

GRUNTAL & CO., L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/30/1992

Series 14

Date: 1/2/2023

Series 30

Date: 6/23/2017

Series 24

Date: 8/11/1993

FINRA

Current Firm

NATIXIS DISTRIBUTION, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NATIXIS DISTRIBUTION, LLC

TRUST BUT VERIFY

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