David R. Zoellner

Z ADVISORY INNOVATIONS

WATERFORD, MI 48327

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CRD#: 2094698

Professional summary

David Robert Zoellner SR, who also goes by David Robert Zoellner, is a registered financial advisor currently at Z ADVISORY INNOVATIONS located in Waterford, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Robert Zoellner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE LICENSED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Zoellner SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2024 - Present

Z ADVISORY INNOVATIONS

Office #1: 7655 Highland Rd Suite 203, Waterford, MI 48327

RIA

CRD#: 331792

WATERFORD, MI

Past

November 2, 2015 - August 2, 2024

NFSG CORPORATION

RIA

CRD#: 130814

WATERFORD, MI

Past

October 14, 2015 - August 2, 2024

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

WATERFORD, MI

Past

August 11, 2010 - October 22, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

WATERFORD, MI

Past

August 10, 2010 - October 22, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

WATERFORD, MI

Past

January 12, 2010 - May 12, 2010

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

BIRMINGHAM, MI

Past

January 17, 2003 - May 12, 2010

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

BIRMINGHAM, MI

Past

November 26, 1991 - January 22, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 8, 1990 - December 23, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/23/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/2/1990

General Securities Representative Examination

Current Firm

Z ADVISORY INNOVATIONS

Z ADVISORY INNOVATIONS | ZOELLNER WHOLE FINANCIAL, PLLC

CRD#: 331792 / SEC#:

Michigan

Registered Investment Advisory firm - (7/12/2024 Approved)

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Contact information

Main Address

7655 Highland Rd Suite 203, Waterford, MI 48327

Mailing Address

Phone number

(248) 886-8190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 11,838,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Zoellner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Zoellner SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/1994

Series 63

Date: 10/4/1990

SIE

Date: 10/1/2018

Series 31

Date: 12/23/2009

Series 7

Date: 10/2/1990

Current Firm

Z ADVISORY INNOVATIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

Z ADVISORY INNOVATIONS

TRUST BUT VERIFY

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