Karen R. Mccloskey

CMH WEALTH MANAGEMENT

Portsmouth, NH 03801

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CRD#: 2102479

Professional summary

Karen Roelke Mccloskey, CFP®, who also goes by Karen Lynn Roelke, Karen Roelke Shuman, is a registered financial advisor currently at CMH WEALTH MANAGEMENT, LLC located in Portsmouth, New Hampshire.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Karen has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Lynn Roelke | Karen Roelke Shuman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OBA: SMALL FAMILY C-CORP.; ADDRESS OF OBA: NEWBURYPORT, MA 01950; NATURE: PERSONAL FAMILY INVESTMENT ACCOUNT; INVESTMENT RELATED: YES; TITLE WITH OBA: PRESIDENT; DUTIES: MANAGE CASH FLOW AND FILE TAX RETURNS FOR A SMALL FAMILY INVESTMENT ACCOUNT THAT IS HELD IN A C-CORP.; ALSO RESPONSIBLE FOR HOLDING ANNUAL FAMILY UPDATE MEETINGS; START DATE: 01/01/2014; APPROX. NUMBER OF HOURS/MONTH: .5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: .5; (2.) NAME OF OBA: CO-TRUSTEE FOR A CLIENT TRUST; ADDRESS OF OBA: NEW CASTLE, NH 03854; NATURE: DISINTERESTED CO-TRUSTEE WITH CLIENT'S WIFE; INVESTMENT RELATED: YES; TITLE WITH OBA: CO-TRUSTEE; DUTIES: APPROVE DISTRIBUTIONS ON BEHALF OF THE GRANTOR; START DATE: 11/08/2023; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Roelke Mccloskey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

May 14, 2009 - Present

CMH WEALTH MANAGEMENT, LLC

Office #1: 100 Market Street Suite 201, Portsmouth, NH 03801

RIA

CRD#: 150138

Portsmouth, NH

Past

March 25, 2005 - May 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PORTSMOUTH, NH

Past

October 20, 2004 - May 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PORTSMOUTH, NH

Past

January 12, 2004 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

February 29, 2000 - March 31, 2003

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

July 26, 1999 - January 25, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

October 23, 1990 - July 26, 1999

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMH WEALTH MANAGEMENT, LLC

CRD#: 150138 / SEC#: 801-70154

RIA

Registered Investment Advisory firm - (4/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(5/14/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/17/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2006

General Securities Principal Examination

Current Firm

CMH WEALTH MANAGEMENT, LLC

CRD#: 150138 / SEC#: 801-70154

RIA

Registered Investment Advisory firm - (4/30/2009 Approved)

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Contact information

Main Address

100 Market Street Suite 201, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 379-8161

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

02 21 2025 CMH FORM ADV PART 2A FINAL (2/21/2025)

Regulatory assets under management

Total Number of Accounts	691
AUM (Assets Under Management)	$ 774,040,243

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/05/2025	Cover Page	Report
05/06/2024	Cover Page	Report
05/10/2023	Cover Page	Report
07/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Karen R. Mccloskey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Roelke Mccloskey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

ADVEST, INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

CMH WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2004

Series 63

Date: 12/4/1990

Series 7

Date: 4/17/2000

Series 6

Date: 10/22/1990

Series 24

Date: 6/6/2006

Current Firm

CMH WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CMH WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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