Roman Okin
Professional summary
Roman Okin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roman is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Roman had worked at 3 firms, which includes A. R. BARON & CO. INC., EMANUEL AND COMPANY, D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1994 - July 1, 1997
A. R. BARON & CO., INC.
September 28, 1993 - January 6, 1994
EMANUEL AND COMPANY
June 2, 1992 - September 8, 1993
A. R. BARON & CO., INC.
August 15, 1991 - June 11, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
A. R. BARON & CO., INC.
CRD#: 29285 / SEC#: , 8-44207
Contact information
Documents
Red Flags
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