Ronald C. Gerk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald C Gerk, who also goes by John Gerk, Ronald Charles Gerk, Ronald Charles John Gerk, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1973. Ronald had worked at 6 firms and has passed the Series 63, PC, Series 15, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2006 - December 31, 2013
ALTON SECURITIES GROUP INC.
July 1, 2003 - January 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 16, 1977 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
September 18, 1973 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 7/31/1997
AMEX Put and Call ExamSeries 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 1
Date: 9/17/1973
Registered Representative ExaminationCurrent Firm
ALTON SECURITIES GROUP INC.
CRD#: 39639 / SEC#: , 8-48776
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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