John D. Wiseman

GREENWOOD CAPITAL ASSOCIATES

Greenwood, SC 29646-2741

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CRD#: 2235625

Professional summary

John Durham Wiseman is a registered financial advisor currently at GREENWOOD CAPITAL ASSOCIATES, LLC located in Greenwood, South Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Durham Wiseman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2006 - Present

GREENWOOD CAPITAL ASSOCIATES, LLC

Office #1: 425 Main Street Suite 100, Greenwood, SC 29646-2741

RIA

CRD#: 115015

Greenwood, SC

Past

November 7, 1996 - August 11, 1997

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

WINSTON SALEM, NC

Past

April 29, 1996 - October 4, 1996

MIDSOUTH CAPITAL, INC.

CRD#: 35039

ATLANTA, GA

Past

June 9, 1992 - April 18, 1994

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWOOD CAPITAL ASSOCIATES, LLC

GCA | GREENWOOD CAPITAL ASSOCIATES, LLC | GREENWOOD CAPITAL | GCA WEALTH | GCA INVESTMENTS

CRD#: 115015 / SEC#: 801-60493

RIA

Registered Investment Advisory firm - (9/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/13/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/8/1992

General Securities Representative Examination

Current Firm

GREENWOOD CAPITAL ASSOCIATES, LLC

GCA | GREENWOOD CAPITAL ASSOCIATES, LLC | GREENWOOD CAPITAL | GCA WEALTH | GCA INVESTMENTS

CRD#: 115015 / SEC#: 801-60493

RIA

Registered Investment Advisory firm - (9/5/2001 Approved)

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Contact information

Main Address

425 Main Street Suite 100, Greenwood, SC 29646-2741

Mailing Address

Post Office Box 3181, Greenwood, SC 29648-3181

Phone number

(864) 941-4049

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025_8_4 FORM ADV 2A AND 2B (8/4/2025)

Regulatory assets under management

Total Number of Accounts	706
AUM (Assets Under Management)	$ 1,668,008,480

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Wiseman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Durham Wiseman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWOOD CAPITAL ASSOCIATES, LLC

WACHOVIA BROKERAGE SERVICE

MIDSOUTH CAPITAL, INC.

WACHOVIA SECURITIES, INC.

Primary Firm SEC Registration

GREENWOOD CAPITAL ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/1993

Series 63

Date: 6/22/1992

Series 7

Date: 6/8/1992

Current Firm

GREENWOOD CAPITAL ASSOCIATES, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENWOOD CAPITAL ASSOCIATES, LLC

TRUST BUT VERIFY

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