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David V. Erickson
FIRST HEARTLAND CONSULTANTS
Chambersburg, PA 17201
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CRD#: 2246751
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Professional summary
David Vaughn Erickson, CFP® is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Chambersburg, Pennsylvania and FIRST HEARTLAND CAPITAL, INC. located in Gettysburg, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ERICKSON FINANCIAL. Investment related. Marketing of insurance and financial services. Start 12/28/04. Privately contracted musician. Not investment related. Play piano and organ. Start 12/28/04. ASSIST SELECT CLIENTS WITH THE FILING OF THEIR TAX RETURNS USING COMMERCIALLY AVAILABLE PREPARATION SOFTWARE. Not investment related. Start 2/1/07. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 11/1/02. 395 Buford, LLC. Not investment related. Sole Member. Used to own real estate used for office. Start 10/9/24. David V Erickson, LLC. Not investment related. Owner. Used for payroll, expenses and other administrative needs. Unused DBA. Start 8/1/22.
CRS (Client Relationship Summary) - RIA
Click below to view David Vaughn Erickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2018 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 445 Phoenix Dr, Chambersburg, PA 17201RIA
CRD#: 110377
Chambersburg, PA
Current
November 1, 2002 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 395 Buford Avenue, Gettysburg, PA 17325Office #2: 445 Phoenix Dr., Chambersburg, PA 17201BD
CRD#: 32460
Gettysburg, PA
Past
January 2, 2003 - November 1, 2018
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
CHAMBERSBURG, PA
Past
July 1, 2002 - November 8, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
July 17, 1992 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/15/2020)
RR
California(2/20/2019)
RR
Colorado(9/30/2008)
RR
District of Columbia(2/18/2019)
RR
Florida(9/29/2017)
RR
Georgia(10/10/2024)
RR
Illinois(1/2/2019)
RR
Indiana(3/21/2023)
IAR
Iowa(11/1/2018)
RR
Iowa(9/27/2019)
RR
Maryland(11/1/2002)
IAR
Maryland(11/1/2018)
IAR
Minnesota(11/1/2018)
RR
New Hampshire(2/21/2020)
RR
New Jersey(4/13/2020)
RR
New York(1/7/2013)
RR
North Carolina(3/8/2010)
RR
Ohio(6/11/2019)
IAR
Oklahoma(11/1/2018)
RR
Pennsylvania(11/1/2002)
IAR
Pennsylvania(11/1/2018)
RR
Virginia(6/28/2013)
IAR
Virginia(11/1/2018)
RR
West Virginia(2/4/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
