Charles R. Constant
Professional summary
Charles Riley Constant was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles Riley Constant, who also goes by Chuck Constant, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1992. Charles had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2019 - June 20, 2023
CONSTANT WEALTH MANAGEMENT, LLC
January 25, 2018 - December 31, 2018
CONSTANT WEALTH MANAGEMENT, LLC
September 14, 2015 - December 31, 2017
CONSTANT WEALTH MANAGEMENT, LLC
February 17, 2015 - December 15, 2016
WAVECREST SECURITIES LLC
March 7, 2014 - September 30, 2015
SEACREST WEALTH MANAGEMENT, LLC
May 8, 2012 - February 19, 2014
M HOLDINGS SECURITIES, INC.
September 2, 2011 - February 19, 2014
M HOLDINGS SECURITIES, INC.
August 12, 2010 - July 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2008 - July 16, 2010
WELLS FARGO CLEARING SERVICES, LLC
August 18, 1999 - March 2, 2000
FIDELITY BROKERAGE SERVICES LLC
February 1, 1994 - December 31, 1995
FIDELITY BROKERAGE SERVICES LLC
June 18, 1992 - July 27, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONSTANT WEALTH MANAGEMENT, LLC
CRD#: 173284 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 3,400,000 |
Red Flags
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