PA
Patrick W. Ayers
MADISON AVENUE SECURITIES
Roanoke, VA 24019
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CRD#: 2296322
PA
Professional summary
Patrick Wayne Ayers, who also goes by Patrick Ayers, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Roanoke, Virginia.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Ayers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)A & A PROPERTIES,NO,5175 PETERS CREEK ROAD, ROANOKE, VA 24019,RENTAL PROPERTY,PART OWNER,07/01/1994,NO,0,PART-OWNER, NO DUTIES
2)AYERS FINANCIAL SERVICES,YES,5185 PETERS CREEK ROAD, ROANOKE, VA 24019,DBA,PRESIDENT/AGENT/OWNER,05/21/1997,80,80,SALES AND SERVICE OF FIXED INSURANCE PRODUCTS
3)INDEPENDENT INSURANCE AGENT,YES,5185 PETERS CREEK ROAD, ROANOKE, VA 24019,INDEPENDENT INSURANCE AGENT,INDEPENDENT INSURANCE AGENT,05/21/1997,160,160,SALES AND SERVICE OF FIXED INSURANCE PRODUCTS
4)NAME:RADIO SHOW; INV RELATED:YES, INFORMATIONAL ONLY; ADDRESS:5185 PETERS CREEK ROAD, ROANOKE, VA 24019; NATURE:RADIO SHOW TO GIVE INFORMATION TO COMMUNITY AND ADVERTISE AFS; POSITION:HOST; START DATE:9/2016; HOURS/MONTH:4; TRADING HOURS/MONTH:4; DUTIES:HOST SHOW PRODUCE INFO TO CUSTOMERS
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Wayne Ayers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick Wayne Ayers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2017 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 5185 Peters Creek Road, Roanoke, VA 24019RIA
BD
CRD#: 23224
Roanoke, VA
Current
February 10, 2017 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 5185 Peters Creek Road, Roanoke, VA 24019RIA
BD
CRD#: 23224
Roanoke, VA
Past
July 25, 1997 - February 14, 2017
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ROANOKE, VA
Past
May 21, 1997 - February 14, 2017
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ROANOKE, VA
Past
January 12, 1993 - June 5, 1997
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/10/2017)
RR
Colorado(10/25/2018)
RR
Florida(2/10/2017)
RR
Georgia(2/10/2017)
RR
Indiana(2/10/2017)
RR
Kentucky(2/10/2017)
RR
Maryland(2/10/2017)
RR
Massachusetts(10/3/2019)
RR
Michigan(10/17/2017)
RR
Montana(2/10/2017)
RR
New Jersey(2/10/2017)
RR
New York(2/10/2017)
RR
North Carolina(2/16/2017)
RR
Ohio(2/10/2017)
RR
Pennsylvania(2/10/2017)
RR
South Carolina(2/10/2017)
RR
Texas(2/10/2017)
IAR
Texas(2/10/2017)
RR
Utah(2/10/2017)
RR
Virginia(2/15/2017)
IAR
Virginia(2/15/2017)
RR
West Virginia(2/10/2017)
RR
Wisconsin(11/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/19/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Roanoke, VA 24019TRUST BUT VERIFY
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