Mark T. Dehmel
Professional summary
Mark Thomas Dehmel, who also goes by Mark T Dehmel, Mark Thomas Dehmel, Mark Dehmel, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Thomas Dehmel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262April 14, 2015 - June 17, 2016
SIGNATOR INVESTORS, INC.
April 14, 2015 - June 17, 2016
SIGNATOR INVESTORS, INC.
April 14, 2015 - May 19, 2021
JOHN HANCOCK DISTRIBUTORS LLC
August 23, 2012 - April 15, 2015
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
August 23, 2012 - April 15, 2015
NYLIFE DISTRIBUTORS LLC
October 3, 2007 - January 31, 2012
PRINCIPAL SECURITIES, INC.
August 9, 2007 - January 31, 2012
PRINCIPAL SECURITIES, INC.
September 17, 1998 - May 31, 2007
ENTERPRISE FUND DISTRIBUTORS, INC.
August 16, 1995 - September 10, 1996
MONY SECURITIES CORPORATION
September 16, 1994 - September 19, 1995
ENTERPRISE FUND DISTRIBUTORS, INC.
August 2, 1993 - July 29, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2023)
(8/23/2021)
(1/6/2023)
(11/15/2024)
(8/21/2023)
(9/1/2021)
(8/23/2021)
(8/21/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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