Christopher J. Doran

WESTWOOD MANAGEMENT CORP

Dallas, TX 75201

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CRD#: 2411430

Professional summary

Christopher James Doran, who also goes by Christopher J Doran, is a registered financial advisor currently at WESTWOOD MANAGEMENT CORP located in Dallas, Texas and SALIENT CAPITAL L.P. located in Houston, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher J Doran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) BOND CLUB OF PHILADELPHIA (BCOP); NOT INVESTMENT RELATED; PHILA, PHILADELPHIA, PA 19019, USA; THE PURPOSE OF THE BOND CLUB OF PHILADELPHIA, FOUNDED IN 1922, IS TO ENCOURAGE A SPIRIT OF COOPERATION AMONG PERSONS ENGAGED IN THE BUSINESS OF INVESTMENT SECURITIES, TO PROVIDE PROFESSIONAL EDUCATIONAL OPPORTUNITIES, AND TO PROMOTE AND MAINTAIN HIGH STANDARDS AND JUST PRINCIPLES IN THE PROFESSION. IT IS A "SOCIAL" ORGANIZATION MADE UP OF FINANCIAL PROFESSIONALS. THE BOND CLUB OF PHILADELPHIA OFFERS A REGULAR SCHEDULE OF EDUCATIONAL EVENTS WHICH EMPHASIZE FIXED INCOME, MACRO-ECONOMIC AND GENERAL MARKET RELATED SUBJECTS. FURTHERMORE, MEMBERS HAVE THE OPPORTUNITY TO NETWORK WITH LIKE-MINDED INVESTMENT PROFESSIONALS FROM ACROSS THE GREATER PHILADELPHIA REGION THROUGH A SERIES OF SOCIAL GATHERINGS HELD THROUGHOUT THE YEAR; BOARD OF GOVERNORS- 1 OF 9 GOVERNORS; START: 04/2022; 02HRS/MO, NOT DURING TRADING HOURS; ADVISE THE BCOP BOARD ON VARIOUS TOPICS AND TO HELP GUIDE THE ORGANIZATION. IT IS A PASSIVE POSITION. THE GOVERNORS DO NOT ADVISE ON ANY FINANCIAL MATTERS. (2) SHRINK WRAP BUSINESS; NOT INVESTMENT RELATED; 41 PROVIDENCE COURT, NEWTOWN PA 18940; THIS IS STARTUP COMPANY DEDICATED TO PROVIDING SHRINK WRAP SERVICES, FOUNDED BY MR. DORAN'S WIFE, HE WILL BE ASSISTING HER ON THE WEEKENDS; POSITION IS AS A PART TIME EMPLOYEE; START DATE MARCH 1, 2025; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; MR. DORAN'S DUTIES WILL BE TO HELP AS NEEDED ON THE WEEKENDS, HE WILL NOT BE MAKING FINANCIAL OR BUSINESS DECISIONS FOR THE COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Doran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2024 - Present

WESTWOOD MANAGEMENT CORP

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

RIA

CRD#: 110269

Dallas, TX

Current

August 5, 2024 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

Houston, TX

Past

November 22, 2023 - July 16, 2024

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

November 21, 2023 - July 16, 2024

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

August 14, 2015 - October 11, 2023

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

NEWTOWN, PA

Past

September 18, 2006 - October 11, 2023

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEWTOWN, PA

Past

October 13, 2005 - September 18, 2006

ALPS DISTRIBUTORS, INC.

CRD#: 16853

WHEATON, IL

Past

June 22, 1998 - September 6, 2005

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

October 3, 1995 - June 16, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 14, 1994 - February 28, 1995

BARINGTON CAPITAL GROUP, L.P.

CRD#: 29383

NEW YORK, NY

Past

October 5, 1994 - October 20, 1994

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Past

November 2, 1993 - September 23, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(8/5/2024)

IAR

Pennsylvania
(8/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/5/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/1/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/21/2016

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

103

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD MANAGEMENT CORP. INVESTMENT ADVISER BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 12,802,824,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher J. Doran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Doran's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALIENT CAPITAL L.P.

SEI INVESTMENTS MANAGEMENT CORP

SEI INVESTMENTS DISTRIBUTION CO.

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC.

JANNEY MONTGOMERY SCOTT LLC

CITIGROUP GLOBAL MARKETS INC.

BARINGTON CAPITAL GROUP, L.P.

A.S. GOLDMEN & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WESTWOOD MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2015

Series 63

Date: 8/9/1994

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/5/2004

Series 7

Date: 11/1/1993

Series 51

Date: 4/21/2016

Series 24

Date: 9/11/2003

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD MANAGEMENT CORP

TRUST BUT VERIFY

Contact information

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