Franklin Lefler
Professional summary
Franklin Lefler JR, CFP®, who also goes by Frank Lefler Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Temple Terrace, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tampa, Florida.
Franklin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Franklin has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Franklin Lefler JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 11253 N 56th St, Temple Terrace, FL 33617March 15, 2001 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5016 E Busch Blvd Ste 109, Tampa, FL 33617Office #2: 701 W Dr Martin Luther King Jr Blvd, Seffner, FL 33584Office #3: 2318 James L Redman Pkwy, Plant City, FL 33563Office #4: 2208 E Fowler Ave, Tampa, FL 33612Office #5: 11253 N 56th St, Temple Terrace, FL 33617Office #6: 15312 N Dale Mabry Hwy, Tampa, FL 33618March 15, 2001 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 27, 1999 - March 1, 2001
AMSOUTH INVESTMENT SERVICES, INC.
August 15, 1997 - July 29, 1999
WOODBURY FINANCIAL SERVICES, INC.
August 28, 1995 - June 10, 1997
USLIFE EQUITY SALES CORP.
November 30, 1993 - March 10, 1995
METROPOLITAN LIFE INSURANCE COMPANY
November 30, 1993 - March 10, 1995
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2019)
(1/7/2020)
(6/22/2021)
(2/13/2020)
(3/15/2001)
(9/9/2016)
(2/12/2008)
(6/25/2018)
(8/13/2019)
(8/21/2019)
(12/16/2021)
(3/2/2012)
(5/6/2021)
(3/5/2007)
(9/27/2012)
(1/23/2022)
(4/27/2023)
(10/30/2019)
(11/18/2019)
(1/9/2018)
(8/13/2010)
(9/17/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Temple Terrace, FL 33617TRUST BUT VERIFY
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