RP
Roger D. Plackemeier
HICKORY WEALTH MANAGEMENT
SPRINGFIELD, MO 65804
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CRD#: 2457350
RP
Professional summary
Roger Daniel Plackemeier, who also goes by Roger D. Plackemeier, Roger Plackemeier, is a registered financial advisor currently at HICKORY WEALTH MANAGEMENT, LLC located in Springfield, Missouri.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Roger has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roger D. Plackemeier | Roger Plackemeier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HICKORY WEALTH MANAGEMENT POSITION: REGISTERED REP NATURE: FIXED INSURANCE PRODUCTS INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2018; ADDRESS: 1334 E KINGSLEY ST, SUITE C, SPRINGFIELD MO 65804, United States; DESCRIPTION: SELLING FIXED INDEX ANNUITIES AND LIFE INSURANCE 2) ROGER PLACKEMEIER POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2004 ADDRESS: 315 N 11TH ST, LOFT 903, ST. LOUIS MO 63101, United States; DESCRIPTION: I OWN A RENTAL CONDO. I MAINTAIN THE PROPERTY AND LIASE WITH THE TENANTS. 3) MESSIAH LUTHERAN CHURCH POSITION: Board member NATURE: Church, non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 2846 S Grand, St. Louis MO 63118, United States DESCRIPTION: I'm a member of the board of directors.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Daniel Plackemeier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2018 - Present
HICKORY WEALTH MANAGEMENT, LLC
Office #1: 1334 E. Kingsley #c, Springfield, MO 65804RIA
CRD#: 298475
SPRINGFIELD, MO
Past
January 29, 2018 - November 7, 2018
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SPRINGFIELD, MO
Past
January 11, 2018 - November 7, 2018
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SPRINGFIELD, MO
Past
December 4, 2000 - January 30, 2018
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
July 1, 1996 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
April 6, 1994 - July 1, 1996
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HICKORY WEALTH MANAGEMENT, LLC
HICKORY WEALTH MANAGEMENT, LLC
CRD#: 298475 / SEC#: 801-132481
RIA
Registered Investment Advisory firm - (4/18/2025 Approved)Arkansas
Registered Investment Advisory firm - (4/23/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/22/2025 Terminated)Oklahoma
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/22/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(6/18/2020)
IAR
Missouri(11/7/2018)
IAR
Texas(11/6/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HICKORY WEALTH MANAGEMENT, LLC
HICKORY WEALTH MANAGEMENT, LLC
CRD#: 298475 / SEC#: 801-132481
RIA
Registered Investment Advisory firm - (4/18/2025 Approved)Arkansas
Registered Investment Advisory firm - (4/23/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/22/2025 Terminated)Oklahoma
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (4/22/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1334 E. Kingsley #c, Springfield, MO 65804
Mailing Address
Phone number
(417) 306-9891
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 461 |
| AUM (Assets Under Management) | $ 107,217,698 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HICKORY WEALTH MANAGEMENT, LLC
CRD#: 298475Springfield, MO 65804TRUST BUT VERIFY
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