Brett L. Howard

HOWARD WEALTH MANAGEMENT

Norwalk, CT

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CRD#: 2468282

Professional summary

Brett Lee Howard, who also goes by Brett Howard, is a registered financial advisor currently at HOWARD WEALTH MANAGEMENT, LLC located in Norwalk, Connecticut.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brett has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Howard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 47 Lafayette Place, LLC, Not Investment related:, 7 Madison Avenue, Madison, CT, 06443, Member, 10/30/2015, 0, A real estate property will be moved into the LLC for rental income. Since 10/30/2015 Mr. Howard has served as a Member of 47 Lafayette Place, LLC. This entity manages the property for rental income at that location. The main office of this entity is located at 7 Madison Avenue, Madison, CT, 06443. This activity is not investment related. Mr. Howard spends approximately 1 hour per month in this activity and no time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Lee Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2018 - Present

HOWARD WEALTH MANAGEMENT, LLC

RIA

CRD#: 299052

Norwalk, CT

Past

March 15, 2007 - December 11, 2018

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

April 8, 2005 - February 28, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

MADISON, CT

Past

November 14, 2003 - January 31, 2019

CHERRY STREET PARTNERS

RIA

CRD#: 111711

DENVER, CO

Past

February 28, 2003 - April 11, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD WEALTH MANAGEMENT, LLC

CRD#: 299052 / SEC#: 801-114237

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/5/2018)

IAR

Texas
(5/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/2003

General Securities Principal Examination

Current Firm

HOWARD WEALTH MANAGEMENT, LLC

CRD#: 299052 / SEC#: 801-114237

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

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Contact information

Main Address

Madison, CT

Mailing Address

Phone number

(203) 421-8339

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD WEALTH MANAGEMENT, LLC ADV BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 356,183,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett L. Howard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Lee Howard's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

UNITED SECURITIES ALLIANCE, INC.

CHERRY STREET PARTNERS

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

HOWARD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2003

Series 63

Date: 4/18/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2003

Series 24

Date: 5/13/2003

Current Firm

HOWARD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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