Michael D. Dashiff

INTREPID INVESTMENT BANKERS LLC

LOS ANGELES, CA 90025

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CRD#: 2507081

Professional summary

Michael Duncan Dashiff is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Duncan Dashiff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2025 - Present

INTREPID INVESTMENT BANKERS LLC

Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025

CRD#: 154801

LOS ANGELES, CA

Past

September 10, 2020 - June 11, 2025

ROW ASSOCIATES, LLC

CRD#: 309073

Nashville, TN

Past

February 15, 2017 - March 25, 2020

CANACCORD GENUITY LLC

CRD#: 1020

Nashville, TN

Past

September 29, 2008 - December 13, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NASHVILLE, TN

Past

July 12, 2006 - July 23, 2008

TRUIST SECURITIES, INC.

CRD#: 6271

NASHVILLE, TN

Past

April 20, 2001 - June 29, 2006

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NASHVILLE, TN

Past

March 18, 1997 - April 16, 2001

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

August 21, 1995 - June 28, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/21/2025)

Exams

State Security Law Exam

Series 63

Date: 10/18/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/15/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 8/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTREPID INVESTMENT BANKERS LLC

INTREPID INVESTMENT BANKERS LLC | INTREPID MERCHANT BANKERS, LLC

CRD#: 154801 / SEC#: , 8-68674

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025

Mailing Address

11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025

Phone number

(310) 478-9000

Established

Delaware since 04/28/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MUFG AMERICAS HOLDINGS CORPORATION	DIRECT OWNER
BAGDASARIAN, EDUARD	CEO	1307175
FREEDMAN, JAMES BARRY	MANAGING DIRECTOR, CHAIRMAN	1616904
MILKMAN, PAUL DAVID	CHIEF INFORMATION SECURITY OFFICER	1564708
MORIN, STACEY LYNN	CHIEF FINANCIAL OFFICER	5649422
ROSENBERG, W MICHAEL	SENIOR MANAGING DIRECTOR	1617639
SCANDURA, STEPHEN THOMAS	CHIEF COMPLIANCE OFFICER	4539229

Red Flags

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Advisor Monitoring

Firm Stability Insights

Michael D. Dashiff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Duncan Dashiff's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROW ASSOCIATES, LLC

CANACCORD GENUITY LLC

MORGAN KEEGAN & COMPANY, LLC

TRUIST SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

TRUIST SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2017

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 2/15/2017

Series 7

Date: 8/19/1995

Series 24

Date: 8/5/2020

FINRA

Current Firm

INTREPID INVESTMENT BANKERS LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTREPID INVESTMENT BANKERS LLC

TRUST BUT VERIFY

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