Mark A. Rydell
Professional summary
Mark Allan Rydell is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Boca Raton, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Allan Rydell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2020 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1150 Broken Sound Parkway Nw, Boca Raton, FL 33487April 30, 2020 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
November 12, 2019 - April 7, 2020
PRUCO SECURITIES, LLC.
November 8, 2019 - April 7, 2020
PRUCO SECURITIES, LLC.
February 28, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
April 26, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 12, 2011 - February 26, 2018
SCOTTRADE, INC.
October 22, 2007 - November 28, 2011
MURIEL SIEBERT & CO., LLC
May 10, 2006 - April 30, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
September 17, 2003 - December 15, 2005
WEISS CAPITAL MANAGEMENT, INC.
April 26, 2002 - December 15, 2005
WEISS CAPITAL SECURITIES, INC.
September 5, 1995 - March 5, 2002
QUICK & REILLY, INC.
September 27, 1994 - May 26, 1995
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 55
Date: 6/22/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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