Anton L. Janik, Sr.

TRIDENT WEALTH MANAGEMENT

Scottsdale, AZ 85258

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CRD#: 257274

Professional summary

Anton L. Janik, Sr. SR., who also goes by Anton Leo Janik Sr., Tony Janik, is a registered financial advisor currently at TRIDENT WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Anton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Anton has worked at 8 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anton Leo Janik Sr. | Tony Janik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anton L. Janik, Sr. SR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2007 - Present

TRIDENT WEALTH MANAGEMENT, LLC

Office #1: 9777 N. 91st Street Suite C-103, Scottsdale, AZ 85258

RIA

CRD#: 142636

Scottsdale, AZ

Past

November 4, 1996 - August 29, 2006

FOOTHILLS ASSET MANAGEMENT LTD

RIA

CRD#: 108459

TEMPE, AZ

Past

May 28, 1991 - December 15, 1993

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

Past

August 9, 1989 - March 20, 1991

WINTHROP SECURITIES CO., INC.

CRD#: 6925

Past

February 24, 1978 - November 16, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Past

March 26, 1974 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

July 2, 1973 - April 16, 1974

DUPONT WALSTON, INCORPORATED

CRD#: 870

Past

July 24, 1970 - July 2, 1973

DUPONT GLORE FORGAN INCORPORATED

CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 4/5/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1989

General Securities Principal Examination

Current Firm

TRIDENT WEALTH MANAGEMENT, LLC

ANTON L. JANIK, SR. | TRIDENT WEALTH MANAGEMENT, LLC | JANIK, SR., ANTON LEO

CRD#: 142636 / SEC#:

Arizona

Registered Investment Advisory firm - (2/14/2007 Approved)

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Contact information

Main Address

9777 N. 91st Street Suite C-103, Scottsdale, AZ 85258

Mailing Address

8776 Shea Blvd., Suite 106 Pmb 607, Scottsdale, AZ 85260

Phone number

(480) 346-1333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 5,642,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Anton L. Janik, Sr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anton L. Janik, Sr. SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FOOTHILLS ASSET MANAGEMENT LTD

CALAMOS FINANCIAL SERVICES LLC

WINTHROP SECURITIES CO., INC.

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

DUPONT WALSTON, INCORPORATED

DUPONT GLORE FORGAN INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/1996

Series 63

Date: 9/25/1989

Series 1

Date: 4/5/1968

Series 24

Date: 10/20/1989

Current Firm

TRIDENT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRIDENT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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