Susanne Fuchs

VOYA FINANCIAL PARTNERS

Windsor, CT 06095

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CRD#: 2609195

Professional summary

Susanne Fuchs, who also goes by Sue Fuchs, Susan Fuchs, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.

Susanne is registered as a RR (Registered Representative) and started their career in finance in 1995. Susanne has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sue Fuchs | Susan Fuchs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susanne Fuchs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2011 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: One Orange Way, Windsor, CT 06095

CRD#: 34815

Windsor, CT

Past

February 24, 2012 - January 5, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 10, 2008 - June 19, 2009

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

January 2, 2008 - May 27, 2008

LPL FINANCIAL LLC

CRD#: 6413

NORTH HAVEN, CT

Past

June 19, 1995 - November 30, 2007

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/8/2014)

Alaska
(9/8/2014)

Arizona
(9/8/2014)

Arkansas
(9/8/2014)

California
(9/8/2014)

Colorado
(9/8/2014)

Connecticut
(6/15/2011)

Delaware
(9/8/2014)

District of Columbia
(9/8/2014)

Florida
(9/8/2014)

Georgia
(9/8/2014)

Hawaii
(9/8/2014)

Idaho
(9/8/2014)

Illinois
(9/8/2014)

Indiana
(9/8/2014)

Iowa
(9/8/2014)

Kansas
(9/8/2014)

Kentucky
(9/8/2014)

Louisiana
(9/8/2014)

Maine
(9/8/2014)

Maryland
(9/8/2014)

Massachusetts
(9/8/2014)

Michigan
(9/8/2014)

Minnesota
(9/8/2014)

Mississippi
(9/8/2014)

Missouri
(9/8/2014)

Montana
(9/8/2014)

Nebraska
(9/8/2014)

Nevada
(9/8/2014)

New Hampshire
(9/8/2014)

New Jersey
(9/8/2014)

New Mexico
(9/8/2014)

New York
(9/8/2014)

North Carolina
(9/10/2014)

North Dakota
(9/8/2014)

Ohio
(9/8/2014)

Oklahoma
(9/8/2014)

Oregon
(9/8/2014)

Pennsylvania
(9/8/2014)

Puerto Rico
(9/8/2014)

Rhode Island
(9/8/2014)

South Carolina
(9/8/2014)

South Dakota
(9/8/2014)

Tennessee
(9/8/2014)

Texas
(9/8/2014)

Utah
(9/8/2014)

Vermont
(9/8/2014)

Virgin Islands
(9/8/2014)

Virginia
(9/8/2014)

Washington
(9/8/2014)

West Virginia
(9/8/2014)

Wisconsin
(9/8/2014)

Wyoming
(9/8/2014)

Exams

State Security Law Exam

Series 63

Date: 6/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/16/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

Name	Position	CRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY	PARENT
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
ELMSLIE, WILLIAM PETER	MANAGING DIRECTOR	1970014

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susanne Fuchs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susanne Fuchs's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

LPL FINANCIAL LLC

VOYA FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2001

Series 6

Date: 6/16/1995

FINRA

Current Firm

VOYA FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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