CP
Christopher S. Pollak
INVESCO DISTRIBUTORS
Downers Grove, IL 60515
Some features on this profile are disabled
CRD#: 2685435
CP
Professional summary
Christopher Steven Pollak, CIMA®, who also goes by Christopher Steven Pollack, Chris Pollak, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Downers Grove, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher Steven Pollack | Chris Pollak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Steven Pollak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 14, 2025 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 3500 Lacey Road Suite 700, Downers Grove, IL 60515BD
CRD#: 7369
Downers Grove, IL
Past
October 6, 2023 - March 18, 2025
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
January 29, 2018 - January 18, 2023
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
January 29, 2018 - January 18, 2023
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
April 11, 2005 - January 16, 2018
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
MENOMONEE FALLS, WI
Past
January 1, 2005 - April 4, 2018
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
July 16, 1997 - January 1, 2005
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
December 15, 1995 - April 11, 2005
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2025)
RR
Alaska(4/14/2025)
RR
Arizona(4/14/2025)
RR
Arkansas(4/14/2025)
RR
California(4/14/2025)
RR
Colorado(4/14/2025)
RR
Connecticut(4/14/2025)
RR
Delaware(4/14/2025)
RR
District of Columbia(4/14/2025)
RR
Florida(4/14/2025)
RR
Georgia(4/14/2025)
RR
Hawaii(4/14/2025)
RR
Idaho(4/14/2025)
RR
Illinois(4/14/2025)
RR
Indiana(4/14/2025)
RR
Iowa(4/14/2025)
RR
Kansas(4/14/2025)
RR
Kentucky(4/14/2025)
RR
Louisiana(4/14/2025)
RR
Maine(4/14/2025)
RR
Maryland(4/14/2025)
RR
Massachusetts(4/14/2025)
RR
Michigan(4/14/2025)
RR
Minnesota(4/14/2025)
RR
Mississippi(4/14/2025)
RR
Missouri(4/14/2025)
RR
Montana(4/14/2025)
RR
Nebraska(4/14/2025)
RR
Nevada(4/14/2025)
RR
New Hampshire(4/14/2025)
RR
New Jersey(4/14/2025)
RR
New Mexico(4/14/2025)
RR
New York(4/14/2025)
RR
North Carolina(4/14/2025)
RR
North Dakota(4/14/2025)
RR
Ohio(4/15/2025)
RR
Oklahoma(4/14/2025)
RR
Oregon(4/14/2025)
RR
Pennsylvania(4/14/2025)
RR
Puerto Rico(4/14/2025)
RR
Rhode Island(4/14/2025)
RR
South Carolina(4/14/2025)
RR
South Dakota(4/14/2025)
RR
Tennessee(4/14/2025)
RR
Texas(4/14/2025)
RR
Utah(4/14/2025)
RR
Vermont(4/14/2025)
RR
Virgin Islands(4/14/2025)
RR
Virginia(4/14/2025)
RR
Washington(4/14/2025)
RR
West Virginia(4/14/2025)
RR
Wisconsin(4/14/2025)
RR
Wyoming(4/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESCO DISTRIBUTORS, INC.
A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Phone number
(713) 214-1919
Established
Delaware since 11/18/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
