CK
Coreen S. Kraysler
NETCAPITAL SECURITIES
BOSTON, MA 02111
Some features on this profile are disabled
CRD#: 2699785
CK
Professional summary
Coreen Sarah Kraysler is a registered financial professional currently at NETCAPITAL SECURITIES INC. located in Boston, Massachusetts.
Coreen is registered as a RR (Registered Representative) and started their career in finance in 1996. Coreen has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Coreen Sarah Kraysler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2024 - Present
NETCAPITAL SECURITIES INC.
Office #1: 1 Lincoln Street, Boston, MA 02111BD
CRD#: 329071
BOSTON, MA
Past
October 4, 2018 - December 22, 2022
LIVINGSTON SECURITIES, LLC
BD
CRD#: 147364
UNIONDALE, NY
Past
March 1, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
March 1, 1996 - November 22, 2004
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/13/2025)
RR
Alaska(2/6/2025)
RR
Arizona(4/22/2025)
RR
Arkansas(3/19/2025)
RR
California(3/7/2025)
RR
Colorado(2/27/2025)
RR
Connecticut(2/21/2025)
RR
Delaware(4/7/2025)
RR
District of Columbia(4/17/2025)
RR
Florida(4/22/2025)
RR
Georgia(5/15/2025)
RR
Hawaii(2/24/2025)
RR
Idaho(2/24/2025)
RR
Illinois(3/27/2025)
RR
Indiana(3/26/2025)
RR
Iowa(3/7/2025)
RR
Kansas(3/10/2025)
RR
Kentucky(2/21/2025)
RR
Louisiana(2/21/2025)
RR
Maine(2/21/2025)
RR
Maryland(2/24/2025)
RR
Massachusetts(2/20/2025)
RR
Michigan(3/7/2025)
RR
Minnesota(3/10/2025)
RR
Mississippi(2/6/2025)
RR
Missouri(2/6/2025)
RR
Montana(3/26/2025)
RR
Nebraska(2/6/2025)
RR
Nevada(2/24/2025)
RR
New Hampshire(4/14/2025)
RR
New Jersey(2/21/2025)
RR
New Mexico(3/7/2025)
RR
New York(2/21/2025)
RR
North Carolina(3/12/2025)
RR
North Dakota(2/6/2025)
RR
Ohio(4/3/2025)
RR
Oklahoma(3/12/2025)
RR
Oregon(4/1/2025)
RR
Pennsylvania(2/26/2025)
RR
Puerto Rico(3/21/2025)
RR
Rhode Island(2/21/2025)
RR
South Carolina(5/13/2025)
RR
South Dakota(3/7/2025)
RR
Tennessee(2/20/2025)
RR
Texas(3/7/2025)
RR
Vermont(2/21/2025)
RR
Virgin Islands(3/21/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/21/2025)
RR
West Virginia(2/21/2025)
RR
Wisconsin(2/21/2025)
RR
Wyoming(3/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NETCAPITAL SECURITIES INC.
NETCAPITAL SECURITIES INC.
CRD#: 329071 / SEC#: , 8-71228
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Lincoln Street, Boston, MA 02111
Mailing Address
1 Lincoln Street, Boston, MA 02111
Phone number
(508) 869-9486
Established
Delaware since 09/21/2023
Firm type
Corporation
Fiscal year end
April
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NETCAPITAL SECURITIES INC.
CRD#: 329071Boston, MA 02111TRUST BUT VERIFY
Monitor Coreen Kraysler
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
