Andrew C. Garbarini

STRATEGIC ADVISERS LLC

BRADENTON, FL

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CRD#: 2706469

Professional summary

Andrew Charles Garbarini is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bradenton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Sarasota, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LITTLE LEAGUE INTERNATIONAL (WEST BOYNTON LITTLE LEAGUE); NON-INVESTMENT-RELATED; 6000 NORTHTREE BLVD, WEST BOYNTON, FL 33467; STARTED 7/14/2016; 20 HOURS PER/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; UMPIRE FOR LOCAL LITTLE LEAGUE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Charles Garbarini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 201 N Cattlemen Rd, Sarasota, FL 34243

RIA

CRD#: 104555

BRADENTON, FL

Current

May 15, 2025 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 201 N Cattlemen Rd, Sarasota, FL 34243

CRD#: 7784

Sarasota, FL

Past

January 5, 2023 - May 6, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Plantation, FL

Past

January 3, 2023 - May 6, 2025

MORGAN STANLEY

CRD#: 149777

Plantation, FL

Past

November 15, 2013 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Plantation, FL

Past

September 17, 2013 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

WINTER PARK, FL

Past

April 15, 2011 - December 14, 2012

MEDITERRANEAN SECURITIES GROUP, LLC

CRD#: 153755

BOCA RATON, FL

Past

November 11, 2008 - April 25, 2011

FORGE FINANCIAL GROUP, INC.

CRD#: 100020

BOCA RATON, FL

Past

March 25, 2008 - July 1, 2008

SANDERS MORRIS LLC

CRD#: 20580

BOCA RATON, FL

Past

February 4, 2008 - March 24, 2008

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

FT. LAUDERDALE, FL

Past

July 6, 2001 - February 4, 2008

CAPITAL GROWTH FINANCIAL, LLC

CRD#: 41040

BOCA RATON, FL

Past

August 8, 2000 - July 6, 2001

DALTON KENT SECURITIES GROUP, INC.

CRD#: 38813

NEW YORK, NY

Past

February 4, 2000 - August 23, 2000

GLOBALNETSECURITIES CORP.

CRD#: 42912

NEW YORK, NY

Past

September 22, 1998 - January 7, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/29/2025)

IAR

Florida
(6/23/2025)

Georgia
(6/13/2025)

Massachusetts
(6/13/2025)

Texas
(6/13/2025)

IAR

Texas
(6/17/2025)

Utah
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/22/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/21/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/29/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 4/23/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/29/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1999

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew C. Garbarini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Charles Garbarini's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MEDITERRANEAN SECURITIES GROUP, LLC

FORGE FINANCIAL GROUP, INC.

SANDERS MORRIS LLC

NEWBRIDGE SECURITIES CORPORATION

CAPITAL GROWTH FINANCIAL, LLC

DALTON KENT SECURITIES GROUP, INC.

GLOBALNETSECURITIES CORP.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2013

Series 65

Date: 3/15/1999

Series 63

Date: 8/29/1997

SIE

Date: 10/1/2018

Series 55

Date: 3/22/2000

Series 7

Date: 9/21/1998

Series 4

Date: 4/29/2002

Series 10

Date: 4/23/2002

Series 9

Date: 3/29/2002

Series 24

Date: 12/8/1999

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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