Rune Q. Nordhagen

SCHWAB WEALTH ADVISORY

San Diego, CA 92130

Some features on this profile are disabled

CRD#: 2731922

Professional summary

Rune Q Nordhagen, CFA, who also goes by Rune Quist Nordhagen, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Diego, California and CHARLES SCHWAB & CO., INC. located in San Diego, California.

Rune is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Rune has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rune Quist Nordhagen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rune Q Nordhagen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 23, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 11988 El Camino Real Suite 350, San Diego, CA 92130

RIA

CRD#: 159035

San Diego, CA

Current

April 19, 2007 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 11988 El Camino Real Suite 550, San Diego, CA 92130

RIA

CRD#: 5393

San Diego, CA

Past

January 4, 2017 - October 23, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Del Mar, CA

Past

April 19, 2007 - December 31, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Del Mar, CA

Past

February 17, 2004 - April 10, 2007

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

PHOENIX, AZ

Past

January 30, 2004 - April 10, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

PHOENIX, AZ

Past

September 24, 2003 - January 14, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

December 24, 1996 - January 22, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(4/8/2021)

Arizona
(1/5/2017)

IAR

Arizona
(2/6/2025)

California
(5/6/2020)

IAR

California
(12/9/2024)

Colorado
(6/9/2020)

District of Columbia
(3/11/2024)

Florida
(8/24/2022)

Hawaii
(10/31/2025)

Maryland
(12/1/2020)

Minnesota
(7/17/2025)

Nevada
(5/6/2020)

New Mexico
(4/11/2025)

North Carolina
(5/6/2020)

Oregon
(12/1/2020)

Pennsylvania
(5/6/2020)

South Carolina
(12/1/2020)

Texas
(4/11/2022)

IAR

Texas
(10/23/2024)

Utah
(7/15/2025)

Virginia
(1/9/2022)

Washington
(5/6/2020)

Wyoming
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/6/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/7/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 6/1/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Natalie Stenehjem

OSAIC WEALTH, INC.

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rune Q. Nordhagen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rune Q Nordhagen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

AMERICAN GENERAL SECURITIES INCORPORATED

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2003

Series 63

Date: 11/26/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/12/1996

Series 10

Date: 8/6/2007

Series 9

Date: 6/7/2007

Series 8

Date: 6/1/1999

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors