James P. Campbell
CAMPBELL ASSET MANAGEMENT
Chattanooga, TN 37405-3922
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CRD#: 2732568
Professional summary
James Perry Campbell III, CFP®, who also goes by Jim Campbell, is a registered financial advisor currently at CAMPBELL ASSET MANAGEMENT, LLC located in Chattanooga, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Perry Campbell III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
June 21, 2004 - Present
CAMPBELL ASSET MANAGEMENT, LLC
Office #1: 301 Forest Avenue, Chattanooga, TN 37405-3922RIA
CRD#: 125052
Chattanooga, TN
Past
May 21, 1996 - March 20, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAMPBELL ASSET MANAGEMENT, LLC
CAMPBELL ASSET MANAGEMENT, L.L.C. | CAMPBELL WEALTH MANAGEMENT | CAMPBELL ROOKS WEALTH MANAGEMENT, L.L.C. | CAMPBELL ASSET MANAGEMENT, LLC
CRD#: 125052 / SEC#: 801-107560
RIA
Registered Investment Advisory firm - (4/11/2016 Approved)Florida
Registered Investment Advisory firm - (3/29/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (5/7/2018 Terminated)Tennessee
Registered Investment Advisory firm - (4/2/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/30/2016)
IAR
Georgia(5/17/2013)
IAR
North Carolina(4/8/2014)
IAR
Tennessee(6/21/2004)
IAR
Texas(4/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CA
CAMPBELL ASSET MANAGEMENT, LLC
CAMPBELL ASSET MANAGEMENT, L.L.C. | CAMPBELL WEALTH MANAGEMENT | CAMPBELL ROOKS WEALTH MANAGEMENT, L.L.C. | CAMPBELL ASSET MANAGEMENT, LLC
CRD#: 125052 / SEC#: 801-107560
RIA
Registered Investment Advisory firm - (4/11/2016 Approved)Florida
Registered Investment Advisory firm - (3/29/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)North Carolina
Registered Investment Advisory firm - (5/7/2018 Terminated)Tennessee
Registered Investment Advisory firm - (4/2/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 Forest Avenue, Chattanooga, TN 37405-3922
Mailing Address
Phone number
(423) 265-7931
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 401 |
| AUM (Assets Under Management) | $ 126,899,551 |
Red Flags
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Company Information
CAMPBELL ASSET MANAGEMENT, LLC
CRD#: 125052Chattanooga, TN 37405-3922TRUST BUT VERIFY
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