James A. Bartolacci
Professional summary
James August Bartolacci, who also goes by James A. Bartolacci, Jim Bartolacci, is a registered financial advisor currently at IAM ADVISORY LLC located in Easton, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James August Bartolacci's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2020 - Present
IAM ADVISORY LLC
Office #1: 137 North Second Street, Easton, PA 18042September 30, 2016 - December 13, 2019
OSAIC WEALTH, INC.
December 1, 2006 - March 9, 2020
OSAIC WEALTH, INC.
March 30, 2004 - June 30, 2020
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
May 24, 1996 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
Primary Firm SEC Registration
IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2020)
Exams
Series 62
Date: 2/26/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,727 |
| AUM (Assets Under Management) | $ 635,778,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IAM ADVISORY LLC
CRD#: 305492Easton, PA 18042TRUST BUT VERIFY
Monitor James Bartolacci
Get automatic monthly alerts on:
