GM
Genevieve G. Mar
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES
Northbrook, IL 60062
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CRD#: 2744037
GM
Professional summary
Genevieve Garcia Mar, who also goes by Gen Mar, is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Northbrook, Illinois and BFC PLANNING, INC. located in Northbrook, Illinois.
Genevieve is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Genevieve has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gen Mar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.M-G FINANCIAL, INC.-Y-NORTHBROOK, IL-SECURITIES-INVESTMENT ADVISOR REPRESENTATIVE-3/1995-40-20-GENERAL SECURITIES SALES; 2.THE GENEVIEVE MAR DEC. OF TRUST DTD 10/1/98-Y-NORTHBROOK, IL-MANAGEMENT OF TRUST -TRUSTEE-10/1998-1-1-FUND MANAGEMENT, REAL ESTATE MANAGEMENT; 3.M-G FINANCIAL, INC.-N-NORTHBROOK, IL-FIXED INSURANCE-INSURANCE-3/1995-5-1-INSURANCE SALES. 4. NORTH SUBURBAN EV FREE CHURCH-N-DEERFIELD, IL-CHURCH-FINANCIAL STEERING COMMITTEE MEMBER- 01/2019- 1- 1- DISCUSS FINANCIAL ISSUES OF THE CHURCH INCLUDING BUDGETS, POLICIES, AND FINANCIAL ACCOUNTS. 5. CTG HOLDINGS-N-CEBU CITY, PHILLIPINES-IMPORT/EXPORT BUSINESS-BOARD MEMBER-9/2008-1-0-REVIEWS & APPROVES REQUESTS FOR CREDIT
CRS (Client Relationship Summary) - RIA
Click below to view Genevieve Garcia Mar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2010 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 1434 Techny Rd, Northbrook, IL 60062RIA
BD
CRD#: 13609
Northbrook, IL
Current
October 15, 2024 - Present
BFC PLANNING, INC.
Office #1: 1434 Techy Road, Northbrook, IL 60062RIA
CRD#: 119682
NORTHBROOK, IL
Current
November 5, 2010 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 1434 Techny Rd, Northbrook, IL 60062RIA
BD
CRD#: 13609
Northbrook, IL
Past
May 1, 2009 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
RIA
CRD#: 134631
CHICAGO, IL
Past
May 1, 2009 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
BD
CRD#: 132558
NORTHBROOK, IL
Past
October 4, 2004 - April 30, 2009
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
NORTH BROOK, IL
Past
January 29, 1997 - April 30, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
NORTH BROOK, IL
Past
June 21, 1996 - January 31, 1997
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/12/2010)
RR
California(11/9/2010)
RR
Colorado(4/28/2016)
RR
Florida(11/10/2010)
RR
Georgia(2/17/2014)
RR
Idaho(1/14/2014)
RR
Illinois(11/5/2010)
IAR
Illinois(11/5/2010)
RR
Indiana(11/12/2010)
RR
Maryland(8/21/2012)
RR
Massachusetts(11/8/2010)
RR
Michigan(11/19/2010)
RR
Minnesota(11/8/2010)
RR
Missouri(11/9/2010)
RR
Nevada(3/18/2022)
RR
New Jersey(11/9/2010)
RR
New York(11/9/2010)
RR
North Carolina(1/8/2013)
RR
Ohio(11/10/2010)
RR
Oregon(7/6/2015)
RR
Pennsylvania(8/31/2016)
RR
Texas(4/10/2015)
RR
Washington(3/9/2011)
RR
Wisconsin(11/8/2010)
RR
Wyoming(9/25/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
