Kevin L. Dunn
STRATEGIC ADVISERS LLC | PWM, Investment Management Consultant
MORROW, OH
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CRD#: 2748233
Professional summary
Kevin L. Dunn, who also goes by Kevin Lee Dunn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Morrow, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, Massachusetts.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kevin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
As an Investment Management Consultant, I partner with you and your Wealth Management Advisor to design, implement and monitor an investment strategy to pursue your long-term investment goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Lee Dunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin L. Dunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Indiana University
Bachelor of Science - Finance
1997
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MORROW, OH
Current
July 29, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 571 Boston Turnpike Suite 2, Shrewsbury, MA 01545BD
CRD#: 7784
SHREWSBURY, MA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SHREWSBURY, MA
Past
August 1, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
June 4, 2013 - July 16, 2013
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
MORROW, OH
Past
January 8, 2013 - May 31, 2013
RICHFIELD ORION INTERNATIONAL, INC.
BD
CRD#: 24433
CASTLE ROCK, CO
Past
October 6, 2010 - June 3, 2013
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
MORROW, OH
Past
January 1, 2002 - December 31, 2012
VFINANCE INVESTMENTS, INC
BD
CRD#: 44962
WARRENDALE, PA
Past
October 22, 1997 - January 1, 2002
FIRST COLONIAL SECURITIES
BD
CRD#: 25121
BOCA RATON, FL
Past
June 17, 1996 - October 28, 1997
MEYERS POLLOCK ROBBINS, INC.
BD
CRD#: 13436
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/29/2013)
RR
Alaska(7/29/2013)
RR
Arizona(7/29/2013)
RR
Arkansas(7/29/2013)
RR
California(7/29/2013)
RR
Colorado(7/29/2013)
RR
Connecticut(7/29/2013)
RR
Delaware(7/29/2013)
RR
District of Columbia(7/29/2013)
RR
Florida(7/29/2013)
RR
Georgia(7/29/2013)
RR
Hawaii(7/29/2013)
RR
Idaho(7/29/2013)
RR
Illinois(7/29/2013)
RR
Indiana(7/29/2013)
RR
Iowa(7/29/2013)
RR
Kansas(7/29/2013)
RR
Kentucky(7/29/2013)
IAR
Kentucky(3/31/2025)
RR
Louisiana(7/29/2013)
RR
Maine(7/29/2013)
RR
Maryland(7/29/2013)
RR
Massachusetts(7/29/2013)
IAR
Massachusetts(3/31/2025)
RR
Michigan(7/29/2013)
RR
Minnesota(7/29/2013)
RR
Mississippi(7/29/2013)
RR
Missouri(7/29/2013)
RR
Montana(7/29/2013)
RR
Nebraska(7/29/2013)
RR
Nevada(7/29/2013)
RR
New Hampshire(7/29/2013)
RR
New Jersey(7/29/2013)
RR
New Mexico(7/29/2013)
RR
New York(7/29/2013)
RR
North Carolina(7/30/2013)
RR
North Dakota(7/29/2013)
RR
Ohio(7/29/2013)
IAR
Ohio(3/31/2025)
RR
Oklahoma(7/29/2013)
RR
Oregon(7/29/2013)
RR
Pennsylvania(7/29/2013)
RR
Puerto Rico(7/29/2013)
RR
Rhode Island(7/29/2013)
RR
South Carolina(7/29/2013)
RR
South Dakota(7/29/2013)
RR
Tennessee(7/29/2013)
RR
Texas(7/29/2013)
IAR
Texas(3/31/2025)
RR
Utah(7/29/2013)
RR
Vermont(7/29/2013)
RR
Virginia(7/29/2013)
RR
Washington(7/29/2013)
RR
West Virginia(7/29/2013)
RR
Wisconsin(7/29/2013)
RR
Wyoming(7/29/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
PWM, Investment Management ConsultantCRD#: 104555Morrow, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
