Rochelle A. Truzzi
Professional summary
Rochelle Ann Truzzi, who also goes by Rochelle Ann Ray, Rochelle Truzzi, is a registered financial professional currently at ARCOLA SECURITIES, INC. located in New York, New York.
Rochelle is registered as a RR (Registered Representative) and started their career in finance in 1997. Rochelle has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rochelle Ann Truzzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2023 - Present
ARCOLA SECURITIES, INC.
Office #1: 1211 Avenue Of The Americas 41st Floor, New York, NY, 10036November 7, 2022 - May 31, 2023
INTEGRITY CAPITAL, LLC
June 2, 2015 - June 28, 2019
BPU INVESTMENT MANAGEMENT INC.
June 17, 2009 - March 19, 2014
CYPRESS ALTS
January 1, 2004 - January 21, 2005
PNC WEALTH MANAGEMENT LLC
June 1, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
April 4, 2000 - February 15, 2005
PNC CAPITAL MARKETS LLC
February 19, 1997 - June 1, 2002
PNC BROKERAGE CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ARCOLA SECURITIES, INC.
CRD#: 147952 / SEC#: , 8-67940
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | |
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
Red Flags
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