JS
Joe A. Solan
4SIGHT ADVISORS LLC
Nyack, NY
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CRD#: 2773102
JS
Professional summary
Joe Anthony Solan, who also goes by Joe Solan, is a registered financial advisor currently at 4SIGHT ADVISORS LLC located in Nyack, New York.
Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joe has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Solan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PREPSTA INC.; NOT INVESTMENT RELATED; MONTEBELLO, NY; COMPANY DEVELOPS EDUCATIONAL APPS, 60% OWNERSHIP WITH SPOUSE; FOUNDER/CEO, START DATE = 08/1/2011, 10 HOURS DEVOTED PER MONTH; 0 DURING TRADING HOURS; DUTIES INVOLVE MARKETING THE APP TO EDUCATION NON-PROFITS ON WEEKENDS OR AT NIGHTS AND MONITOR SALES IN APP STORES. 2. POWER OF ATTORNEY FOR COUSIN; INV. RELATED; SUFFERN, NY; START DATE 10/9/2014; 0 HRS PER MONTH. 3. Joe Anthony Solan works as a mortgage loan originator with RealFi Home Funding. 4. I serve as an unpaid board member on two non-profit organizations: -Naomi's Program of Excellence (currently Treasurer with responsibility limited to paying bills approved by President or VP) -Martin Luther King Multipurpose Center (member of Fundraising and Finance Committees) 5. Joe Anthony Solan - Producer - Independent Insurance Agent - 2 Vivian Place, Suffern, NY 10901 - Sell life/accident/health insurance to clients in states in which I am licensed - Business Started: 2019-03-19 - Hours devoted to business during trading hours: 6 - Hours devoted to business outside trading hours: 4; - Expected total yearly compensation derived from the business: 20% 6. Loan Originator; Reliant Home Funding; Investment Related: No; 445 Broad Hollow Rd. Suite 334 Melville NY 11747; Reliant Home Funding is a leading mortgage lender. I am a mortgage loan originator and help clients with purchases and refinancings.; Duties: Originate mortgages for clients.; 2024-01-16; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 10;
CRS (Client Relationship Summary) - RIA
Click below to view Joe Anthony Solan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2019 - Present
4SIGHT ADVISORS LLC
RIA
CRD#: 287523
Nyack, NY
Past
May 17, 2016 - August 7, 2017
THE CONFLUENT GROUP, LLC
RIA
CRD#: 281363
Montebello, NY
Past
May 29, 2014 - May 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PARAMUS, NJ
Past
May 2, 2014 - May 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PARAMUS, NJ
Past
October 24, 2005 - July 12, 2011
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
August 20, 1997 - November 11, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(10/21/2021)
IAR
Texas(4/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
4A
4SIGHT ADVISORS LLC
4SIGHT ADVISORS LLC
CRD#: 287523 / SEC#:
New York
Registered Investment Advisory firm - (4/18/2017 Approved)Texas
Registered Investment Advisory firm - (4/12/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nyack, NY
Mailing Address
Phone number
(646) 275-2318
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 212 |
| AUM (Assets Under Management) | $ 10,328,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
