Frank A. Cardia
Professional summary
Frank Anthony Cardia JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Prior to being barred, Frank has worked at 5 firms, which includes BLUE SKY FINANCIAL, J.P. TURNER & COMPANY L.L.C., BARRON CHASE SECURITIES INC., MORGAN GRANT CAPITAL CORP., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Anthony Cardia JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2020 - Present
BLUE SKY FINANCIAL
Office #1: 1816 Riviera Parkway, Point Pleasant, NJ 08742February 1, 2018 - December 31, 2019
BLUE SKY FINANCIAL
June 1, 2012 - December 31, 2017
BLUE SKY FINANCIAL
November 10, 2000 - January 10, 2001
J.P. TURNER & COMPANY, L.L.C.
January 1, 1998 - November 21, 2000
BARRON CHASE SECURITIES, INC.
July 2, 1997 - December 18, 1997
MORGAN GRANT CAPITAL CORP.
December 6, 1996 - July 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2020)
Exams
Current Firm
BLUE SKY FINANCIAL
CRD#: 164086 / SEC#:
Contact information
Red Flags
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Company Information
BLUE SKY FINANCIAL
CRD#: 164086Point Pleasant, NJ 08742TRUST BUT VERIFY
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