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Ivan M. Illan

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 2820366
II

Professional summary

Ivan Manuel Illan, AIF®, who also goes by IVan M Ilian, is a registered financial advisor currently at ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) located in Los Angeles, California.

Ivan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ivan has worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ivan M Ilian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 6/2022- Ivan Illan - Non-Variable Insurance- Agent selling LTC, Disability, Life, Fixed Annuities, Health.- inv. related- Los Angeles, CA- start date 2005

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Manuel Illan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

June 13, 2022 - Present

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

Office #1: 1801 Century Park East Suite 1440, Los Angeles, CA 90067
RIA
CRD#: 321735
Los Angeles, CA
Past

April 1, 2025 - July 17, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
LOS ANGELES, CA
Past

June 13, 2022 - September 2, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
LOS ANGELES, CA
Past

April 8, 2005 - June 16, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LOS ANGELES, CA
Past

March 21, 2005 - June 16, 2022

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LOS ANGELES, CA
Past

November 7, 2003 - September 10, 2004

FISHER INVESTMENTS

RIA
CRD#: 107342
BIRMINGHAM, AL
Past

April 2, 2002 - November 11, 2002

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

January 11, 2001 - June 12, 2001

FIRST FUND DISTRIBUTORS, INC.

BD
CRD#: 27038
PHOENIX, AZ
Past

July 23, 1997 - April 11, 2000

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) | ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

CRD#: 321735 / SEC#: 801-125833

RIA
Registered Investment Advisory firm - (6/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/13/2022)
IAR
Louisiana
(2/21/2025)
IAR
Texas
(9/30/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/18/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/10/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/3/2008
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/2/2005
General Securities Principal Examination

Current Firm

AW
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) | ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.

CRD#: 321735 / SEC#: 801-125833

RIA
Registered Investment Advisory firm - (6/9/2022 Approved)
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Contact information

Main Address
1801 Century Park East Suite 1440, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 795-0622
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AWAIM FORM ADV PART 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts311
AUM (Assets Under Management)$ 168,815,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)

CRD#: 321735Los Angeles, CA 90067

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Contact information

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