Edward D. Haro

EDWARD HARO FINANCIAL

Tustin, CA 92780

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CRD#: 2834761

Professional summary

Edward Daniel Haro is a registered financial advisor currently at EDWARD HARO FINANCIAL, LLC located in Tustin, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Edward has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Edward Haro is an independent insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Daniel Haro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2023 - Present

EDWARD HARO FINANCIAL, LLC

Office #1: 18031 Irvine Blvd., Suite 111, Tustin, CA 92780

RIA

CRD#: 328012

Tustin, CA

Past

September 10, 2018 - September 21, 2023

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

TUSTIN, CA

Past

September 10, 2018 - September 21, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

TUSTIN, CA

Past

July 27, 2011 - September 10, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

TUSTIN, CA

Past

July 27, 2011 - September 10, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

TUSTIN, CA

Past

July 8, 1997 - May 11, 2011

WADDELL & REED

RIA

CRD#: 866

COSTA MESA, CA

Past

February 18, 1997 - May 11, 2011

WADDELL & REED

CRD#: 866

COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/25/2023)

IAR

Texas
(9/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/1997

General Securities Representative Examination

Current Firm

EDWARD HARO FINANCIAL, LLC

CRD#: 328012 / SEC#:

California

Registered Investment Advisory firm - (9/25/2023 Approved)

Texas

Registered Investment Advisory firm - (9/27/2023 Conditional Restricted)

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Contact information

Main Address

18031 Irvine Blvd., Suite 111, Tustin, CA 92780

Mailing Address

Phone number

(714) 760-4276

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 16,289,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Edward D. Haro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Daniel Haro's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD HARO FINANCIAL, LLC

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/12/1997

Current Firm

EDWARD HARO FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EDWARD HARO FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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