John B. Balcerzak

A4 WEALTH ADVISORS LLC

Huntersville, NC 28078

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CRD#: 2902873

Professional summary

John Burke Balcerzak, CFP® is a registered financial advisor currently at A4 WEALTH ADVISORS LLC located in Huntersville, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)A4 Insurance Solutions, Investment Related, Huntersville, NC, Insurance company, Managing Member/Insurance Agent; Start Date: 01/2000; Hours Dedicated: 24 hours (24 during trading hours), Duties: Insurance sales and services. 2) JBB Holdings, Non-Investment Related, Huntersville NC, Holding company for building and contents, Managing Member, Start Date: 12/01/2007 - PRESENT, Hours Dedicated: 5/month (5/month during trading hours). Duties: Approve financial statements and tax returns. 3)Sunset Cove Enterprises LLC; Investment related; Huntersville, NC; Land Development; Managing Member/Vice President; 11/2020; 10 hrs per month and during trading hours; handle investor relations, monitor account of projects.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Burke Balcerzak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 4, 2010 - Present

A4 WEALTH ADVISORS LLC

Office #1: 16140 Northcross Drive, Huntersville, NC 28078

RIA

CRD#: 152397

Huntersville, NC

Past

April 5, 2018 - December 31, 2021

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

Huntersville, NC

Past

December 16, 2015 - December 13, 2022

GRADIENT INVESTMENTS, LLC

RIA

CRD#: 141726

Huntersville, NC

Past

June 12, 2009 - May 18, 2010

TRIDENT INVESTMENT MANAGEMENT INC

RIA

CRD#: 149818

HUNTERSVILLE, NC

Past

December 7, 2007 - June 15, 2009

KCD FINANCIAL, INC.

RIA

CRD#: 127473

HUNTERSVILLE, NC

Past

November 15, 2007 - June 15, 2009

KCD FINANCIAL, INC.

CRD#: 127473

HUNTERSVILLE, NC

Past

October 5, 2006 - December 5, 2007

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

HUNTERSVILLE, NC

Past

April 5, 2002 - November 19, 2007

WORLD GROUP SECURITIES, INC.

CRD#: 114473

HUNTERSVILLE, NC

Past

December 1, 1997 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

July 8, 1997 - December 9, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A4 WEALTH ADVISORS LLC

A4 WEALTH ADVISORS LLC | A4 WEALTH MANAGEMENT INC.

CRD#: 152397 / SEC#: 801-125825

RIA

Registered Investment Advisory firm - (6/6/2022 Approved)

North Carolina

Registered Investment Advisory firm - (7/19/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (7/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/4/2010)

IAR

Texas
(11/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/22/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/7/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/20/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

A4 WEALTH ADVISORS LLC

A4 WEALTH ADVISORS LLC | A4 WEALTH MANAGEMENT INC.

CRD#: 152397 / SEC#: 801-125825

RIA

Registered Investment Advisory firm - (6/6/2022 Approved)

North Carolina

Registered Investment Advisory firm - (7/19/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (7/14/2022 Terminated)

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Contact information

Main Address

16140 Northcross Drive, Huntersville, NC 28078

Mailing Address

Phone number

(704) 509-1141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 SEC (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,279
AUM (Assets Under Management)	$ 190,017,896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John B. Balcerzak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Burke Balcerzak's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE ASSET MANAGEMENT, LLC

GRADIENT INVESTMENTS, LLC

TRIDENT INVESTMENT MANAGEMENT INC

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

A4 WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2001

Series 63

Date: 6/27/1997

Series 7

Date: 4/22/2002

Series 6

Date: 7/7/1997

Series 26

Date: 3/20/1998

Current Firm

A4 WEALTH ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A4 WEALTH ADVISORS LLC

TRUST BUT VERIFY

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