Van H. Wilshire
Professional summary
Van H Wilshire, who also goes by Van H Wilshire Jr, Van H Wilshire, Van Hamm Wilshire, is a registered financial professional currently at COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Menlo Park, California.
Van is registered as a RR (Registered Representative) and started their career in finance in 1998. Van has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Van H Wilshire's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2024 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 3000 Sand Hill Rd Bldg 4 Ste 210, Menlo Park, CA 94025October 14, 2019 - October 23, 2024
WILLIAM O'NEIL SECURITIES
October 4, 2013 - June 21, 2019
CITIGROUP GLOBAL MARKETS INC.
April 2, 2008 - September 18, 2013
MORGAN STANLEY & CO. LLC
April 6, 1999 - February 25, 2008
BANC OF AMERICA SECURITIES LLC
August 11, 1998 - September 16, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2024)
Exams
FINRA
Current Firm
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD#: 840 / SEC#: , 8-25845
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J. & W. SELIGMAN & CO. INCORPORATED | SOLE STOCKHOLDER | |
| BUFF, STEPHEN ODONNELL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2143366 |
| BUMPUS, JAMES FREDERICK | DIRECTOR, VICE PRESIDENT, AND HEAD OF INTERMEDIARY MARKETS | 1928724 |
| DEFAO, MICHAEL E | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | 2687755 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| TRUSCOTT, WILLIAM FREDERICK | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2416857 |
| ZEITOUN, MARC CLAUDE | DIRECTOR, VICE PRESIDENT AND HEAD OF NORTH AMERICA PRODUCT | 2639942 |
Disclosures
| Civil Event | 1 |
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Company Information
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD#: 840Menlo Park, CA 94025TRUST BUT VERIFY
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