John P. Fountain

PALOMAR ADVISORS

Temecula, CA

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CRD#: 2908403

Professional summary

John Paul Fountain, AIF® is a registered financial advisor currently at PALOMAR ADVISORS INC. located in Temecula, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51, Series 24 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CREATIVE WEALTH GROUP/DBA CREATIVE WEALTH AND INSURANCE SOLUTIONS; SAME AS BRANCH; INV REL; GROUP AND INDIVIDUAL FIXED INSURANCE PRODUCT SALES; PRESIDENT/CEO; START DATE=03/2015; HRS/MO=180; TRADING HRS/MO=100; OVERSEE THE SALES, MARKETING, OPERATIONS, COMPLIANCE & BUDGET, PERSONAL SALES OF FIXED INSURANCE PRODUCTS; *CAPTIVE INSURANCE SALES; SAME AS BRANCH; NON-INV REL; RECEIVE A 20% INITIAL FINDER'S FEE AND 10% ANNUALLY OF THE ANNUAL ADMINISTRATION FROM THE CAPTIVE INSURANCE COMPANY; FINDER'S FEE; START DATE=04/2016; HRS/MO=10; TRADING HRS/MO=10; FINDING PROSPECTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Fountain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 4, 2017 - Present

PALOMAR ADVISORS INC.

RIA

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/4/2017)

IAR

Texas
(1/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/7/2011

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 1/23/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

PALOMAR ADVISORS INC.

CREATIVE BENEFITS INC. | PALOMAR ADVISORS INC.

CRD#: 285358 / SEC#:

California

Registered Investment Advisory firm - (1/1/2017 Approved)

Texas

Registered Investment Advisory firm - (1/15/2020 Conditional Restricted)

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Contact information

Main Address

Temecula, CA

Mailing Address

Phone number

(760) 417-5709

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 75,974,492

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Fountain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Fountain's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUCO SECURITIES, LLC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2001

Series 63

Date: 8/14/1997

SIE

Date: 11/30/2016

Series 7

Date: 8/6/1997

Series 51

Date: 1/7/2011

Series 24

Date: 12/1/2004

Series 9

Date: 1/23/2001

Current Firm

PALOMAR ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALOMAR ADVISORS INC.

TRUST BUT VERIFY

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