Jon M. Shepherd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Mark Shepherd, who also goes by Jon M Shepherd, Mark M. Shepherd, Mark Shepherd, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1997. Jon had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2021 - January 21, 2022
GREEN HILL CAPITAL MANAGEMENT
July 30, 2020 - September 29, 2025
TRADEMARK RETIREMENT INCOME PLANNING, LLC
February 4, 2020 - December 31, 2020
GREEN HILL CAPITAL MANAGEMENT
April 5, 2017 - December 31, 2019
GREEN HILL CAPITAL MANAGEMENT
February 1, 2016 - April 3, 2017
CLARE MARKET INVESTMENTS, LLC
September 14, 2012 - February 25, 2016
GIRARD SECURITIES, INC.
July 13, 2011 - October 24, 2011
UNITED CAPITAL FINANCIAL ADVISORS
September 9, 2010 - February 25, 2016
GIRARD SECURITIES, INC.
May 7, 2004 - September 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 7, 2004 - September 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2002 - May 14, 2004
A. G. EDWARDS & SONS, INC.
December 5, 2001 - May 14, 2004
A. G. EDWARDS & SONS, INC.
November 13, 1997 - December 9, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREEN HILL CAPITAL MANAGEMENT
CRD#: 168593 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 5,300,000 |
Red Flags
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