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CS

Chad C. Sweet

CHERTOFF CAPITAL
Washington, DC 20005
Some features on this profile are disabled
CRD#: 2937087
CS

Professional summary

Chad Creighton Sweet is a registered financial professional currently at CHERTOFF CAPITAL, LLC located in Washington, District Of Columbia.

Chad is registered as a RR (Registered Representative) and started their career in finance in 1997. Chad has worked at 2 firms and has passed the Series 63, Series 66, SIE, Series 82, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Creighton Sweet's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2011 - Present

CHERTOFF CAPITAL, LLC

Office #1: 1399 New York Avenue Suite 1100, Washington, DC 20005
BD
CRD#: 145134
Washington, DC
Past

September 3, 1997 - March 24, 2006

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(11/9/2017)
RR
California
(11/9/2017)
RR
Colorado
(11/9/2017)
RR
Connecticut
(11/9/2017)
RR
Delaware
(11/9/2017)
RR
District of Columbia
(8/29/2011)
RR
Florida
(1/4/2016)
RR
Louisiana
(11/9/2017)
RR
Maryland
(11/9/2017)
RR
Massachusetts
(11/9/2017)
RR
New Jersey
(11/9/2017)
RR
New Mexico
(11/9/2017)
RR
New York
(11/9/2017)
RR
Oklahoma
(11/9/2017)
RR
Pennsylvania
(11/9/2017)
RR
Texas
(11/9/2017)
RR
Virginia
(11/9/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 8/31/2018
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7
Date: 8/29/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/14/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CHERTOFF CAPITAL, LLC
BIO-IB CAPITAL PARTNERS, LLC. | CHERTOFF CAPITAL, LLC

CRD#: 145134 / SEC#: , 8-67707

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1399 New York Avenue, N.w. Suite 1100, Washington, DC 20005
Mailing Address
1399 New York Avenue, N.w. Suite 1100, Washington, DC 20005
Phone number
(202) 552-5280
Established
New York since 05/07/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE CHERTOFF GROUP, LLCOWNER
EBERT, PAUL FRANCISFINANCIAL AND OPERATIONS OFFICER PRINCIPAL1121231
SWEET, CHAD CREIGHTONPRESIDENT/MANAGING PRINCIPAL/INVESTMENT BANKNG PRINCIPAL2937087
VIRK, KANAD SINGHCCO/CR3155707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHERTOFF CAPITAL, LLC

CRD#: 145134Washington, DC 20005

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